Purchases and Sales Made in Q3 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
322K+ 45.25% |
$4.55M - $4.8M
|
1.03M
$15.2M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
173K+ 49.01% |
$2.45M - $2.59M
|
527K
$7.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
106KNew |
$1.5M - $1.58M
|
106K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
50.8K+ 8.99% |
$718K - $758K
|
617K
$9.08M
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
45.8KNew |
$647K - $683K
|
45.8K
$675K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
37.3KNew |
$527K - $556K
|
37.3K
$549K
|
|
|
Oct 24, 2025
Q3 2025
|
Wela Strategies, Inc.
|
BUY
|
- |
33.9KNew |
$479K - $505K
|
33.9K
$499K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.7K+ 8.51% |
$236K - $249K
|
213K
$3.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.5KNew |
$219K - $231K
|
15.5K
$228K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
13.8KNew |
$195K - $205K
|
13.8K
$203K
|
|
|
Nov 12, 2025
Q3 2025
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
12.1KNew |
$171K - $180K
|
12.1K
$178K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.8K+ 22.34% |
$153K - $161K
|
59.3K
$873K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.87K+ 8.47% |
$139K - $147K
|
126K
$1.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.53K+ 0.68% |
$106K - $112K
|
1.11M
$16.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.08K+ 9.05% |
$100K - $106K
|
85.3K
$1.26M
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
3.48K+ 21.75% |
$49.1K - $51.8K
|
19.5K
$286K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.17K+ 2853.15% |
$44.7K - $47.2K
|
3.28K
$48.3K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.8KNew |
$39.5K - $41.7K
|
2.8K
$41.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.45K+ 4.02% |
$34.6K - $36.6K
|
63.5K
$935K
|
|
|
Nov 25, 2025
Q3 2025
|
Kerr Financial Planning Corp
Fresno, CA |
BUY
|
- |
2.42KNew |
$34.2K - $36.1K
|
2.42K
$35.6K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.04K+ 14.07% |
$28.9K - $30.5K
|
16.6K
$244K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
1.41K+ 7.41% |
$19.9K - $21K
|
20.4K
$300K
|
|
|
Nov 07, 2025
Q3 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
1.4K+ 11.05% |
$19.8K - $20.9K
|
14.1K
$207K
|
|
|
Oct 31, 2025
Q3 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
BUY
|
- |
1.36K+ 6.5% |
$19.2K - $20.3K
|
22.3K
$329K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.26K+ 1.42% |
$17.8K - $18.8K
|
89.9K
$1.32M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.19K+ 2.53% |
$16.7K - $17.7K
|
48.1K
$708K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
963+ 1.9% |
$13.6K - $14.4K
|
51.6K
$759K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
510+ 0.51% |
$7.2K - $7.6K
|
101K
$1.49M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
403New |
$5.69K - $6.01K
|
403
$5.93K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
389+ 2.11% |
$5.49K - $5.8K
|
18.8K
$277K
|
|
|
Oct 22, 2025
Q3 2025
|
Goal Vest Advisory LLC
|
BUY
|
- |
339New |
$4.79K - $5.05K
|
339
$4.99K
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
156+ 2.11% |
$2.2K - $2.33K
|
7.56K
$111K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
25+ 2.07% |
$353 - $373
|
1.23K
$18.1K
|
|
|
Nov 06, 2025
Q3 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
22+ 1.99% |
$311 - $328
|
1.13K
$16.6K
|
|
|
Oct 16, 2025
Q3 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
10+ 1.51% |
$141 - $149
|
672
$9.89K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
9+ 0.89% |
$127 - $134
|
1.02K
$15K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-7- 0.16% |
$98.8 - $104
|
4.39K
$64.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-36- 0.25% |
$508 - $537
|
14.3K
$211K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
SELL
|
- |
-72- 0.2% |
$1.02K - $1.07K
|
35.5K
$522K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-82- 0.51% |
$1.16K - $1.22K
|
15.9K
$234K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-89- 0.35% |
$1.26K - $1.33K
|
25.6K
$377K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-124- 1.04% |
$1.75K - $1.85K
|
11.8K
$173K
|
|
|
Oct 21, 2025
Q3 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
SELL
|
- |
-125- 0.86% |
$1.77K - $1.86K
|
14.4K
$211K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-250- 0.64% |
$3.53K - $3.73K
|
39K
$574K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-289- 2.0% |
$4.08K - $4.31K
|
14.2K
$209K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-389- 2.81% |
$5.49K - $5.8K
|
13.5K
$198K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-390- 0.58% |
$5.51K - $5.81K
|
67.3K
$991K
|
|
|
Nov 12, 2025
Q3 2025
|
Pks Advisory Services, LLC
Albany, NY |
SELL
|
- |
-554- 4.46% |
$7.82K - $8.26K
|
11.9K
$175K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-598- 0.7% |
$8.44K - $8.92K
|
84.8K
$1.25M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-847- 1.77% |
$12K - $12.6K
|
47.1K
$693K
|
|