Purchases and Sales Made in Q4 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
745KNew |
$10.9M - $11.8M
|
745K
$11.4M
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
360K+ 1604.32% |
$5.28M - $5.69M
|
383K
$5.84M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
249K+ 15.23% |
$3.65M - $3.93M
|
1.88M
$28.7M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
137KNew |
$2M - $2.16M
|
137K
$2.09M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
73.4K+ 6.35% |
$1.08M - $1.16M
|
1.23M
$18.8M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
34.8K+ 4.83% |
$510K - $550K
|
755K
$11.5M
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30.8K+ 5.11% |
$451K - $487K
|
634K
$9.67M
|
|
|
Feb 13, 2025
Q4 2024
|
Sagespring Wealth Partners, LLC
Franklin, TN |
BUY
|
- |
25.1KNew |
$367K - $396K
|
25.1K
$382K
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
20.5K+ 36.06% |
$301K - $324K
|
77.5K
$1.18M
|
|
|
Feb 11, 2025
Q4 2024
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
BUY
|
- |
17.7KNew |
$260K - $280K
|
17.7K
$270K
|
|
|
Feb 14, 2025
Q4 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
14.2KNew |
$208K - $224K
|
14.2K
$217K
|
|
|
Feb 11, 2025
Q4 2024
|
Pks Advisory Services, LLC
Albany, NY |
BUY
|
- |
12.7KNew |
$186K - $201K
|
12.7K
$194K
|
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
11.5KNew |
$168K - $182K
|
11.5K
$175K
|
|
|
Feb 12, 2025
Q4 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
11.1K+ 4.16% |
$163K - $176K
|
279K
$4.26M
|
|
|
Feb 07, 2025
Q4 2024
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
10.8KNew |
$158K - $171K
|
10.8K
$165K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.58K+ 89.18% |
$140K - $151K
|
20.3K
$310K
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
8K+ 25.58% |
$117K - $126K
|
39.3K
$599K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.62K+ 11.36% |
$96.9K - $105K
|
64.9K
$990K
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
5.56K+ 15.91% |
$81.5K - $87.9K
|
40.5K
$618K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.9K+ 11.27% |
$71.8K - $77.5K
|
48.4K
$738K
|
|
|
Jan 14, 2025
Q4 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
4.49K+ 5.15% |
$65.8K - $71K
|
91.8K
$1.4M
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.35K+ 27.95% |
$63.7K - $68.7K
|
19.9K
$304K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.12K+ 16.76% |
$45.7K - $49.3K
|
21.8K
$332K
|
|
|
Feb 14, 2025
Q4 2024
|
Marshall & Sterling Wealth Advisors Inc.
Poughkeepsie, NY |
BUY
|
- |
2.84KNew |
$41.6K - $44.8K
|
2.84K
$43.3K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.04K+ 2.38% |
$15.3K - $16.5K
|
44.9K
$685K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1KNew |
$14.7K - $15.8K
|
1K
$15.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
745+ 18.17% |
$10.9K - $11.8K
|
4.85K
$73.9K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
514+ 25.51% |
$7.53K - $8.12K
|
2.53K
$38.6K
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
339New |
$4.97K - $5.36K
|
339
$5.17K
|
|
|
Jan 16, 2025
Q4 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
312New |
$4.57K - $4.93K
|
312
$4.76K
|
|
|
Jan 13, 2025
Q4 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
311+ 2.11% |
$4.56K - $4.91K
|
15.1K
$230K
|
|
|
Feb 18, 2025
Q4 2024
|
Fourth Dimension Wealth, LLC
Middleburg Heights, OH |
BUY
|
- |
277New |
$4.06K - $4.38K
|
277
$4.23K
|
|
|
Jan 24, 2025
Q4 2024
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
277+ 3.97% |
$4.06K - $4.38K
|
7.25K
$111K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
215+ 64.18% |
$3.15K - $3.4K
|
550
$8.39K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
200New |
$2.93K - $3.16K
|
200
$3.05K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
45+ 3.95% |
$659 - $711
|
1.18K
$18.1K
|
|
|
Feb 19, 2025
Q4 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
13+ 0.03% |
$190 - $205
|
45.6K
$696K
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
6New |
$87.9 - $94.8
|
6
$91.6
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3+ 0.02% |
$44 - $47.4
|
13.4K
$205K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-16- 0.06% |
$234 - $253
|
27.8K
$424K
|
|
|
Jan 14, 2025
Q4 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-129- 0.21% |
$1.89K - $2.04K
|
60.5K
$923K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-263- 1.03% |
$3.85K - $4.16K
|
25.2K
$384K
|
|
|
Jan 14, 2025
Q4 2024
|
Stolper CO
|
SELL
|
- |
-300- 0.91% |
$4.4K - $4.74K
|
32.5K
$497K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-314- 2.12% |
$4.6K - $4.96K
|
14.5K
$221K
|
|
|
Jan 23, 2025
Q4 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-345- 1.2% |
$5.05K - $5.45K
|
28.3K
$432K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-454- 0.36% |
$6.65K - $7.17K
|
126K
$1.92M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-498- 1.15% |
$7.3K - $7.87K
|
42.9K
$655K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-534- 0.81% |
$7.82K - $8.44K
|
65.7K
$1M
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-600- 0.21% |
$8.79K - $9.48K
|
291K
$4.44M
|