Purchases and Sales Made in Q4 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2026
Q4 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
75.7K+ 14.36% |
$1.1M - $1.14M
|
603K
$8.88M
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
12.1KNew |
$176K - $182K
|
12.1K
$179K
|
|
|
Jan 16, 2026
Q4 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
7KNew |
$101K - $105K
|
7K
$103K
|
|
|
Jan 08, 2026
Q4 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.61K+ 9.69% |
$23.2K - $24.1K
|
18.2K
$268K
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
1.25KNew |
$18K - $18.7K
|
1.25K
$18.3K
|
|
|
Jan 12, 2026
Q4 2025
|
Stolper CO
|
BUY
|
- |
1.04K+ 2.93% |
$15K - $15.6K
|
36.5K
$537K
|
|
|
Jan 07, 2026
Q4 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
BUY
|
- |
598+ 2.68% |
$8.65K - $8.99K
|
22.9K
$337K
|
|
|
Jan 12, 2026
Q4 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
555+ 4.03% |
$8.03K - $8.34K
|
14.3K
$211K
|
|
|
Jan 15, 2026
Q4 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
306+ 4.05% |
$4.42K - $4.6K
|
7.86K
$116K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
257+ 0.3% |
$3.72K - $3.86K
|
85.1K
$1.25M
|
|
|
Jan 14, 2026
Q4 2025
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-694- 1.16% |
$10K - $10.4K
|
59.3K
$872K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-775- 1.99% |
$11.2K - $11.6K
|
38.3K
$563K
|
|
|
Jan 16, 2026
Q4 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-3.93K- 9.52% |
$56.9K - $59.1K
|
37.4K
$550K
|
|
|
Jan 13, 2026
Q4 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-8.68K- 2.4% |
$126K - $130K
|
353K
$5.2M
|
|