Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1KNew |
$14K - $15.2K
|
1K
$16K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
23.3K+ 203.03% |
$327K - $354K
|
34.8K
$556K
|
|
|
Nov 13, 2023
Q3 2023
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
24.1KNew |
$338K - $367K
|
24.1K
$385K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
24.9KNew |
$350K - $378K
|
24.9K
$398K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-96.1K- 65.21% |
$1.35M - $1.46M
|
51.3K
$818K
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
91.6KNew |
$1.28M - $1.39M
|
91.6K
$1.46M
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-400- 13.33% |
$5.61K - $6.07K
|
2.6K
$41.5K
|
|
| Q2 2023 | |||||||
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-18.5K- 12.25% |
$249K - $269K
|
133K
$2.12M
|
|
|
Aug 08, 2023
Q2 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-5.51K- 7.51% |
$74.1K - $80.1K
|
67.9K
$1.08M
|
|
|
Jul 25, 2023
Q2 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
455New |
$6.12K - $6.61K
|
455
$7.26K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-136K- 49.62% |
$1.8M - $2.03M
|
139K
$2.21M
|
|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
SELL
|
- |
-11.2K- 31.05% |
$148K - $167K
|
24.9K
$398K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
14KNew |
$185K - $208K
|
14K
$223K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-33.7K- 27.82% |
$436K - $480K
|
87.5K
$1.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
5.16K+ 7.59% |
$66.8K - $73.5K
|
73.2K
$1.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.3KNew |
$211K - $232K
|
16.3K
$260K
|
|
|
Feb 13, 2023
Q4 2022
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
15KNew |
$194K - $213K
|
15K
$239K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.1K- 11.43% |
$144K - $159K
|
86.2K
$1.38M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-12.3K- 76.27% |
$160K - $176K
|
3.84K
$61.2K
|
|
|
Jan 19, 2023
Q4 2022
|
Ellsworth Advisors, LLC
|
BUY
|
- |
19.2KNew |
$249K - $274K
|
19.2K
$307K
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-540- 4.56% |
$7.28K - $8.36K
|
11.3K
$180K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-32.5K- 64.23% |
$438K - $503K
|
18.1K
$289K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
32KNew |
$432K - $496K
|
32K
$511K
|
|
|
Nov 01, 2022
Q3 2022
|
Allie Family Office LLC
|
BUY
|
- |
10K+ 100.0% |
$135K - $155K
|
20K
$319K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
5KNew |
$67.5K - $77.5K
|
5K
$79.8K
|
|
|
Oct 28, 2022
Q3 2022
|
Tiedemann Advisors, LLC
|
BUY
|
- |
43.3KNew |
$584K - $670K
|
43.3K
$690K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.86K- 1.18% |
$25.1K - $28.8K
|
156K
$2.48M
|
|
| Q2 2022 | |||||||
|
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
351New |
$4.91K - $6.11K
|
351
$5.6K
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
150New |
$2.1K - $2.61K
|
150
$2.39K
|
|
|
Aug 16, 2022
Q2 2022
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
SELL
|
- |
-41.9KClosed |
$586K - $729K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-472K- 74.7% |
$6.6M - $8.22M
|
160K
$2.55M
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-488- 3.18% |
$6.83K - $8.5K
|
14.9K
$237K
|
|
|
Aug 15, 2022
Q2 2022
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13KNew |
$182K - $226K
|
13K
$207K
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
824New |
$11.5K - $14.4K
|
824
$13.1K
|
|
|
Aug 08, 2022
Q2 2022
|
Quent Capital, LLC
|
SELL
|
- |
-2.5KClosed |
$35K - $43.5K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
3.01KNew |
$42.2K - $52.5K
|
3.01K
$48.1K
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
46.7KNew |
$653K - $813K
|
46.7K
$745K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
450New |
$6.3K - $7.84K
|
450
$7.18K
|
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
11.9KNew |
$166K - $206K
|
11.9K
$189K
|
|
|
Jul 21, 2022
Q2 2022
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-32.3K- 8.04% |
$451K - $562K
|
369K
$5.88M
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$16.8K - $20.9K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-11.6KClosed |
$162K - $202K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Jun 01, 2022
Q1 2022
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-25.7KClosed |
$420K - $482K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-149KClosed |
$2.43M - $2.8M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
300New |
$4.9K - $5.63K
|
300
$4.79K
|
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-318Closed |
$5.19K - $5.96K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
15New |
$245 - $281
|
15
$239
|
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-3.1KClosed |
$50.6K - $58.1K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-1.3KClosed |
$21.2K - $24.4K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
BUY
|
- |
1KNew |
$16.3K - $18.8K
|
1K
$16K
|
|