Latest Institutional Sells of Double Line Yield Opportunities Fund (DLY)
This list provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-143K- 80.38% |
$2.16M - $2.24M
|
35K
$512K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-36.4K- 1.82% |
$549K - $570K
|
1.96M
$28.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-31.9K- 3.05% |
$480K - $498K
|
1.01M
$14.8M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-29.4K- 49.41% |
$443K - $460K
|
30.1K
$441K
|
|
|
Oct 24, 2025
Q3 2025
|
Creekside Partners
Petaluma, CA |
SELL
|
- |
-14.3K- 12.3% |
$215K - $223K
|
102K
$1.49M
|
|
|
Oct 17, 2025
Q3 2025
|
Westend Capital Management, LLC
Sausalito, CA |
SELL
|
- |
-12.9K- 93.1% |
$194K - $201K
|
953
$14K
|
|
|
Nov 14, 2025
Q3 2025
|
Evoke Wealth, LLC
|
SELL
|
- |
-12.5K- 12.93% |
$189K - $196K
|
84.2K
$1.23M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.88K- 4.21% |
$104K - $108K
|
156K
$2.29M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.96K- 20.61% |
$59.7K - $61.9K
|
15.2K
$223K
|
|
|
Nov 14, 2025
Q3 2025
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
SELL
|
- |
-3.62K- 33.54% |
$54.5K - $56.6K
|
7.16K
$105K
|
|
|
Nov 10, 2025
Q3 2025
|
Journey Advisory Group, LLC
|
SELL
|
- |
-3.35K- 1.7% |
$50.5K - $52.4K
|
193K
$2.83M
|
|
|
Nov 03, 2025
Q3 2025
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-2.71K- 72.16% |
$40.8K - $42.4K
|
1.05K
$15.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-1.6K- 4.28% |
$24.1K - $25.1K
|
35.8K
$524K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.56K- 6.58% |
$23.6K - $24.5K
|
22.2K
$325K
|
|
|
Nov 03, 2025
Q3 2025
|
Ifc Advisors LLC
Los Angeles, CA |
SELL
|
- |
-728- 2.61% |
$11K - $11.4K
|
27.2K
$398K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-400- 0.53% |
$6.03K - $6.26K
|
74.5K
$1.09M
|
|
|
Oct 20, 2025
Q3 2025
|
Optimum Investment Advisors
|
SELL
|
- |
-347- 4.35% |
$5.23K - $5.43K
|
7.64K
$112K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-275- 1.8% |
$4.15K - $4.3K
|
15K
$219K
|
|
| Q2 2025 | |||||||
|
Jul 15, 2025
Q2 2025
|
Le Conte Wealth Management, LLC
Maryville, TN |
SELL
|
- |
-452K- 46.48% |
$6.53M - $7.29M
|
521K
$7.62M
|
|
|
Aug 07, 2025
Q2 2025
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-7.39K- 42.28% |
$107K - $119K
|
10.1K
$148K
|
|
|
Aug 08, 2025
Q2 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.98K- 5.68% |
$28.6K - $31.8K
|
32.8K
$480K
|
|
|
Jul 21, 2025
Q2 2025
|
Precedent Wealth Partners, LLC
Houston, TX |
SELL
|
- |
-651- 5.22% |
$9.41K - $10.5K
|
11.8K
$173K
|
|
|
Aug 05, 2025
Q2 2025
|
Fourth Dimension Wealth, LLC
Middleburg Heights, OH |
SELL
|
- |
-300- 9.68% |
$4.34K - $4.83K
|
2.8K
$41K
|
|
|
Jul 21, 2025
Q2 2025
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-27- 0.2% |
$390 - $435
|
13.5K
$198K
|
|
| Q1 2025 | |||||||
|
May 02, 2025
Q1 2025
|
Hollencrest Capital Management
|
SELL
|
- |
-609Closed |
$9.62K - $9.98K
|
0
$0
|
|
| Q4 2024 | |||||||
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-76K- 30.28% |
$1.19M - $1.26M
|
175K
$2.56M
|
|
|
Feb 14, 2025
Q4 2024
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-500- 31.59% |
$7.82K - $8.28K
|
1.08K
$15.9K
|
|
| Q2 2024 | |||||||
|
Aug 12, 2024
Q2 2024
|
Herr Investment Group LLC
Austin, TX |
SELL
|
- |
-223K- 36.84% |
$3.36M - $3.57M
|
383K
$5.6M
|
|
|
Aug 14, 2024
Q2 2024
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-10.1K- 13.03% |
$152K - $161K
|
67.3K
$986K
|
|
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.05K- 6.08% |
$15.8K - $16.8K
|
16.2K
$237K
|
|
| Q1 2024 | |||||||
|
May 20, 2024
Q1 2024
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500- 11.49% |
$7.35K - $7.97K
|
3.85K
$56.4K
|
|
| Q3 2023 | |||||||
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-96.1K- 65.21% |
$1.35M - $1.46M
|
51.3K
$751K
|
|
| Q2 2023 | |||||||
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-18.5K- 12.25% |
$249K - $269K
|
133K
$1.95M
|
|
|
Aug 08, 2023
Q2 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-5.51K- 7.51% |
$74.1K - $80.1K
|
67.9K
$995K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-136K- 49.62% |
$1.8M - $2.03M
|
139K
$2.03M
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-33.7K- 27.82% |
$436K - $480K
|
87.5K
$1.28M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-12.3K- 76.27% |
$160K - $176K
|
3.84K
$56.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.1K- 11.43% |
$144K - $159K
|
86.2K
$1.26M
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-32.5K- 64.23% |
$438K - $503K
|
18.1K
$265K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.86K- 1.18% |
$25.1K - $28.8K
|
156K
$2.28M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-540- 4.56% |
$7.28K - $8.36K
|
11.3K
$165K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-472K- 74.7% |
$6.6M - $8.22M
|
160K
$2.34M
|
|
|
Aug 16, 2022
Q2 2022
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
SELL
|
- |
-41.9KClosed |
$586K - $729K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-32.3K- 8.04% |
$451K - $562K
|
369K
$5.4M
|
|
|
Jul 12, 2022
Q2 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-11.6KClosed |
$162K - $202K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Quent Capital, LLC
|
SELL
|
- |
-2.5KClosed |
$35K - $43.5K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$16.8K - $20.9K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-488- 3.18% |
$6.83K - $8.5K
|
14.9K
$218K
|
|
| Q1 2022 | |||||||
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-149KClosed |
$2.43M - $2.8M
|
0
$0
|
|
|
Jun 01, 2022
Q1 2022
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-25.7KClosed |
$420K - $482K
|
0
$0
|
|