Purchases and Sales Made in Q4 2023 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q4 2023. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-1.23K- 4.84% |
$16.8K - $18.5K
|
24.1K
$356K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.28K- 4.33% |
$31.1K - $34.2K
|
50.2K
$741K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.48K- 2.32% |
$47.4K - $52.3K
|
146K
$2.15M
|
|
|
Feb 09, 2024
Q4 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-4K- 8.87% |
$54.6K - $60.2K
|
41.1K
$606K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-5K- 14.97% |
$68.3K - $75.3K
|
28.4K
$419K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.3K- 18.87% |
$141K - $156K
|
44.5K
$656K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-13.7K- 5.78% |
$187K - $206K
|
223K
$3.29M
|
|
|
Jan 18, 2024
Q4 2023
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-18.1K- 8.83% |
$247K - $272K
|
187K
$2.76M
|
|
|
Jul 19, 2024
Q4 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-36.7KClosed |
$501K - $552K
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-56.9K- 49.26% |
$777K - $856K
|
58.6K
$864K
|
|
|
Feb 14, 2024
Q4 2023
|
Herr Investment Group LLC
Austin, TX |
SELL
|
- |
-57.4K- 8.28% |
$784K - $864K
|
636K
$9.39M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-340K- 15.8% |
$4.64M - $5.12M
|
1.81M
$26.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-465K- 20.43% |
$6.35M - $7M
|
1.81M
$26.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-502K- 30.61% |
$6.85M - $7.55M
|
1.14M
$16.8M
|