Latest Institutional Transactions on Double Line Income Solutions Fund (DSL)
This table provides information on the latest institutional transactions involving Double Line Income Solutions Fund (DSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-4.6KClosed |
$48.2K - $96.8K
|
0
$0
|
|
|
Feb 09, 2021
Q1 2020
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-37.3KClosed |
$391K - $785K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45KNew |
$472K - $948K
|
45K
$518K
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-200Closed |
$2.1K - $4.21K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-175Closed |
$1.84K - $3.69K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-10.4KClosed |
$109K - $218K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-266Closed |
$2.79K - $5.6K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-998Closed |
$10.5K - $21K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Washington Trust CO
|
BUY
|
- |
4.57KNew |
$47.9K - $96.1K
|
4.57K
$52.6K
|
|
|
Apr 30, 2020
Q1 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-2.1KClosed |
$22K - $44.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1K- 9.09% |
$19.1K - $20.2K
|
10K
$115K
|
|
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
500New |
$9.57K - $10.1K
|
500
$5.76K
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.58KClosed |
$68.5K - $72.2K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-25KClosed |
$479K - $505K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
10.5KNew |
$201K - $212K
|
10.5K
$121K
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-525KClosed |
$10M - $10.6M
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-3Closed |
$57.4 - $60.5
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.38KClosed |
$26.4K - $27.8K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-1KClosed |
$19.1K - $20.2K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-10.2KClosed |
$197K - $212K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-50KClosed |
$964K - $1.04M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$203K - $218K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-89.4KClosed |
$1.72M - $1.86M
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Penn Mutual Asset Management, LLC
Horsham, PA |
SELL
|
- |
-60.1KClosed |
$1.16M - $1.25M
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-2.21KClosed |
$42.5K - $45.9K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-500Closed |
$9.64K - $10.4K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-5KClosed |
$96.4K - $104K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-2.3KClosed |
$44.7K - $47.1K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-17.7KClosed |
$344K - $362K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 14, 2019
Q1 2019
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-1.87K- 2.75% |
$33.3K - $37.4K
|
66.3K
$764K
|
|
|
May 15, 2019
Q1 2019
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.38KNew |
$24.4K - $27.5K
|
1.38K
$15.8K
|
|
|
May 14, 2019
Q1 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-186KClosed |
$3.31M - $3.71M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-35.1KClosed |
$623K - $700K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
3New |
$53.3 - $59.9
|
3
$34.6
|
|
|
May 08, 2019
Q1 2019
|
Pecaut & Co.
|
BUY
|
- |
7.33KNew |
$130K - $146K
|
7.33K
$84.4K
|
|
|
May 07, 2019
Q1 2019
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-25KClosed |
$445K - $499K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Pictet North America Advisors Sa
|
SELL
|
- |
-25KClosed |
$445K - $499K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-500Closed |
$8.89K - $9.99K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-20KClosed |
$356K - $399K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-13.8KClosed |
$226K - $282K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Security National Bank Of Sioux City Iowa
Sioux City, IA |
SELL
|
- |
-20KClosed |
$327K - $408K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-54.4KClosed |
$889K - $1.11M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-601KClosed |
$9.82M - $12.3M
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-80.7KClosed |
$1.32M - $1.65M
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-10.5KClosed |
$172K - $214K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Feb 13, 2024
Q3 2018
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-239Closed |
$4.78K - $4.92K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-257KClosed |
$5.14M - $5.29M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-11.4KClosed |
$228K - $235K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
28.6KNew |
$571K - $588K
|
28.6K
$329K
|
|