Latest Institutional Transactions on Double Line Income Solutions Fund (DSL)
This table provides information on the latest institutional transactions involving Double Line Income Solutions Fund (DSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.83K+ 7.89% |
$32.6K - $45.8K
|
38.7K
$496K
|
|
|
Aug 14, 2020
Q2 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-11.2KClosed |
$129K - $181K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-12.6KClosed |
$145K - $204K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-36.8KClosed |
$423K - $595K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-12.2KClosed |
$140K - $198K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-41.1KClosed |
$474K - $666K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-3.73KClosed |
$42.9K - $60.4K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Rb Capital Management, LLC
|
SELL
|
- |
-20KClosed |
$230K - $323K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Ieq Capital, LLC
|
SELL
|
- |
-10.4KClosed |
$119K - $168K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-807Closed |
$9.29K - $13.1K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-11.2KClosed |
$129K - $181K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-40KClosed |
$420K - $842K
|
0
$0
|
|
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-4.6KClosed |
$48.2K - $96.8K
|
0
$0
|
|
|
Feb 09, 2021
Q1 2020
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-37.3KClosed |
$391K - $785K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45KNew |
$472K - $948K
|
45K
$577K
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-200Closed |
$2.1K - $4.21K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-175Closed |
$1.84K - $3.69K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-10.4KClosed |
$109K - $218K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-266Closed |
$2.79K - $5.6K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Washington Trust CO
|
BUY
|
- |
4.57KNew |
$47.9K - $96.1K
|
4.57K
$58.6K
|
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-998Closed |
$10.5K - $21K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-2.1KClosed |
$22K - $44.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
500New |
$9.57K - $10.1K
|
500
$6.42K
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.32KNew |
$25.3K - $26.7K
|
1.32K
$16.9K
|
|
|
Feb 14, 2020
Q4 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1K- 9.09% |
$19.1K - $20.2K
|
10K
$128K
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.58KClosed |
$68.5K - $72.2K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-25KClosed |
$479K - $505K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
10.5KNew |
$201K - $212K
|
10.5K
$135K
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-525KClosed |
$10M - $10.6M
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-3Closed |
$57.4 - $60.5
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.38KClosed |
$26.4K - $27.8K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-1KClosed |
$19.1K - $20.2K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-50KClosed |
$964K - $1.04M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-10.2KClosed |
$197K - $212K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$203K - $218K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-89.4KClosed |
$1.72M - $1.86M
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Penn Mutual Asset Management, LLC
Horsham, PA |
SELL
|
- |
-60.1KClosed |
$1.16M - $1.25M
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-2.21KClosed |
$42.5K - $45.9K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-500Closed |
$9.64K - $10.4K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-5KClosed |
$96.4K - $104K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-2.3KClosed |
$44.7K - $47.1K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-17.7KClosed |
$344K - $362K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Westside Investment Management, Inc.
|
SELL
|
- |
-14.6KClosed |
$283K - $297K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 14, 2019
Q1 2019
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-1.87K- 2.75% |
$33.3K - $37.4K
|
66.3K
$851K
|
|
|
May 15, 2019
Q1 2019
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.38KNew |
$24.4K - $27.5K
|
1.38K
$17.6K
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-15.7KClosed |
$278K - $313K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-186KClosed |
$3.31M - $3.71M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-35.1KClosed |
$623K - $700K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
3New |
$53.3 - $59.9
|
3
$38.5
|
|