Latest Institutional Transactions on Eagle Point Credit CO Inc. (ECC)
This table provides information on the latest institutional transactions involving Eagle Point Credit CO Inc. (ECC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-149- 39.84% |
$928 - $1.16K
|
225
$1.31K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
6.6K+ 178.38% |
$41.1K - $51.5K
|
10.3K
$60.2K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-601- 15.02% |
$3.74K - $4.69K
|
3.4K
$19.9K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-4.3K- 52.12% |
$26.8K - $33.5K
|
3.95K
$23.1K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.6KNew |
$16.2K - $20.3K
|
2.6K
$15.2K
|
|
|
Nov 17, 2025
Q3 2025
|
Abel Hall, LLC
Baton Rouge, LA |
BUY
|
- |
10KNew |
$62.3K - $78K
|
10K
$58.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Ieq Capital, LLC
|
SELL
|
- |
-12.9K- 43.6% |
$80.4K - $101K
|
16.7K
$97.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
33.9K+ 2.02% |
$211K - $264K
|
1.71M
$10M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
40.3KNew |
$251K - $314K
|
40.3K
$235K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
1.14K+ 6.85% |
$7.11K - $8.9K
|
17.8K
$104K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
17.9K+ 6.16% |
$111K - $139K
|
308K
$1.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
18.3K+ 18.37% |
$114K - $143K
|
118K
$688K
|
|
|
Nov 14, 2025
Q3 2025
|
M&T Bank Corp
|
BUY
|
- |
59.7K+ 318.54% |
$372K - $466K
|
78.4K
$458K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
7.9K+ 54.67% |
$49.2K - $61.6K
|
22.4K
$131K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-31.4K- 24.01% |
$195K - $245K
|
99.3K
$580K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.31K+ 6.15% |
$8.17K - $10.2K
|
22.7K
$132K
|
|
|
Nov 14, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
333KNew |
$2.08M - $2.6M
|
333K
$1.95M
|
|
|
Nov 14, 2025
Q3 2025
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
755+ 6.17% |
$4.7K - $5.89K
|
13K
$75.9K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-19.3K- 86.62% |
$120K - $150K
|
2.98K
$17.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
SELL
|
- |
-35.4K- 46.37% |
$220K - $276K
|
40.9K
$239K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.53K+ 3.65% |
$22K - $27.5K
|
100K
$585K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-15.1K- 10.43% |
$94.3K - $118K
|
130K
$759K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4K+ 57.14% |
$24.9K - $31.2K
|
11K
$64.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.27K+ 18.08% |
$14.1K - $17.7K
|
14.8K
$86.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 50.0% |
$6.23 - $7.8
|
1
$5.84
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
300New |
$1.87K - $2.34K
|
300
$1.75K
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
86+ 8.02% |
$536 - $671
|
1.16K
$6.76K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
74.4K+ 93.66% |
$464K - $581K
|
154K
$899K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
21.4K+ 14.74% |
$133K - $167K
|
166K
$971K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.3K+ 7.05% |
$70.6K - $88.4K
|
172K
$1M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
65.6K+ 27.74% |
$409K - $512K
|
302K
$1.76M
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
5KNew |
$31.2K - $39K
|
5K
$29.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-15.6K- 15.57% |
$97.1K - $122K
|
84.5K
$494K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
12.7K+ 63.15% |
$79.1K - $99.1K
|
32.8K
$192K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-500- 2.48% |
$3.12K - $3.9K
|
19.7K
$115K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
2.44K+ 122.0% |
$15.2K - $19K
|
4.44K
$25.9K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
345K+ 67.99% |
$2.15M - $2.69M
|
854K
$4.98M
|
|
|
Nov 12, 2025
Q3 2025
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
1.75KNew |
$10.9K - $13.7K
|
1.75K
$10.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11K+ 6.39% |
$68.3K - $85.5K
|
183K
$1.07M
|
|
|
Nov 12, 2025
Q3 2025
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
69.9K+ 26.6% |
$436K - $545K
|
333K
$1.94M
|
|
|
Nov 12, 2025
Q3 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
10.1KNew |
$62.9K - $78.8K
|
10.1K
$59K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
12K+ 10.47% |
$74.9K - $93.7K
|
127K
$741K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.75K+ 21.21% |
$10.9K - $13.7K
|
10K
$58.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
100New |
$623 - $780
|
100
$584
|
|
|
Nov 10, 2025
Q3 2025
|
Waddell & Associates, LLC
|
SELL
|
- |
-28- 0.23% |
$174 - $218
|
12.4K
$72.3K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
1.48K+ 10.1% |
$9.2K - $11.5K
|
16.1K
$93.9K
|
|
|
Nov 07, 2025
Q3 2025
|
Essex Financial Services, Inc.
|
BUY
|
- |
803+ 3.02% |
$5K - $6.26K
|
27.4K
$160K
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
10.5KNew |
$65.5K - $82K
|
10.5K
$61.4K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
16.7KNew |
$104K - $130K
|
16.7K
$97.7K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-82.7K- 18.53% |
$515K - $645K
|
364K
$2.12M
|
|