Latest Institutional Transactions on Eagle Point Credit CO Inc. (ECC)
This table provides information on the latest institutional transactions involving Eagle Point Credit CO Inc. (ECC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
20+ 0.1% |
$228 - $266
|
19.1K
$168K
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.2KNew |
$13.7K - $16K
|
1.2K
$10.5K
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
11.9KNew |
$135K - $158K
|
11.9K
$104K
|
|
|
Aug 09, 2022
Q2 2022
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-287Closed |
$3.27K - $3.82K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.7KNew |
$281K - $328K
|
24.7K
$217K
|
|
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-80.2KClosed |
$915K - $1.07M
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Pendal Group LTD
|
SELL
|
- |
-36.8KClosed |
$420K - $490K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10.2KClosed |
$132K - $146K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-1KClosed |
$13K - $14.3K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
401New |
$5.2K - $5.72K
|
401
$3.52K
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
9.7KNew |
$126K - $138K
|
9.7K
$85.3K
|
|
|
May 05, 2022
Q1 2022
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-36KClosed |
$468K - $514K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-200Closed |
$2.6K - $2.85K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-11.3KClosed |
$146K - $161K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
67.5KNew |
$924K - $1.05M
|
67.5K
$593K
|
|
|
Feb 03, 2022
Q4 2021
|
Pacer Advisors, Inc.
Malvern, PA |
BUY
|
- |
1.91KNew |
$26.1K - $29.5K
|
1.91K
$16.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-500Closed |
$6.85K - $7.75K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-183Closed |
$2.51K - $2.83K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.67KClosed |
$50.3K - $56.9K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Birch Grove Capital LP
New York, NY |
SELL
|
- |
-216KClosed |
$2.62M - $3.1M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-16Closed |
$194 - $230
|
0
$0
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.5KNew |
$18.2K - $21.6K
|
1.5K
$13.2K
|
|
| Q1 2021 | |||||||
|
Apr 14, 2021
Q1 2021
|
Gleason Group, Inc.
|
SELL
|
- |
-1.65KClosed |
$16.7K - $19.8K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 17, 2021
Q4 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-138KClosed |
$1.03M - $1.44M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-146KClosed |
$1.09M - $1.53M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Pacific Asset Management LLC
|
BUY
|
- |
1.91KNew |
$14.2K - $19.9K
|
1.91K
$16.7K
|
|
|
Jan 27, 2021
Q4 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-12.3KClosed |
$92K - $129K
|
0
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
10.5KNew |
$78.5K - $110K
|
10.5K
$92.3K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-200Closed |
$1.39K - $1.72K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-937Closed |
$6.5K - $8.08K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-18.7KClosed |
$94.3K - $155K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
750New |
$3.79K - $6.23K
|
750
$6.59K
|
|
|
Aug 05, 2020
Q2 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-11.3KClosed |
$57.2K - $93.9K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Claybrook Capital, LLC
|
SELL
|
- |
-45.1KClosed |
$228K - $375K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-750Closed |
$3.79K - $6.23K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-69KClosed |
$353K - $1.1M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-210KClosed |
$1.07M - $3.33M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-34.5KClosed |
$176K - $548K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12.2KClosed |
$62.3K - $194K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-75KClosed |
$383K - $1.19M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Penn Mutual Asset Management, LLC
Horsham, PA |
SELL
|
- |
-28.1KClosed |
$396K - $481K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-2.57KClosed |
$36.1K - $43.9K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-500Closed |
$7.04K - $8.55K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.68KClosed |
$37.7K - $45.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-33.6KClosed |
$503K - $651K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-220KClosed |
$3.29M - $4.26M
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-250Closed |
$3.74K - $4.85K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Cutler Group LP
|
SELL
|
- |
-3.3KClosed |
$49.4K - $64K
|
0
$0
|
|