Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 12, 2026
Q4 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
SELL
|
- |
-119- 0.18% |
$1.38K - $1.49K
|
67.7K
$787K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-15.9K- 20.37% |
$185K - $199K
|
62.1K
$722K
|
|
|
Jan 08, 2026
Q4 2025
|
Old Port Advisors
|
SELL
|
- |
-755- 5.01% |
$8.77K - $9.44K
|
14.3K
$166K
|
|
| Q3 2025 | |||||||
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
18.3KNew |
$186K - $217K
|
18.3K
$212K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$20.3K - $23.7K
|
2K
$23.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.99K+ 12.93% |
$20.2K - $23.5K
|
17.3K
$202K
|
|
|
Nov 14, 2025
Q3 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-11.3K- 16.19% |
$115K - $134K
|
58.5K
$680K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-104K- 42.49% |
$1.06M - $1.24M
|
141K
$1.64M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-2.62K- 6.17% |
$26.6K - $31K
|
39.8K
$463K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.5K- 94.16% |
$15.2K - $17.8K
|
93
$1.08K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.17K- 4.69% |
$83K - $96.7K
|
166K
$1.93M
|
|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
8.03K+ 0.49% |
$81.6K - $95.1K
|
1.64M
$19M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.05K+ 19.07% |
$20.8K - $24.3K
|
12.8K
$149K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-26.9K- 51.8% |
$273K - $318K
|
25K
$290K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
11.1KNew |
$113K - $132K
|
11.1K
$129K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
996+ 1.25% |
$10.1K - $11.8K
|
80.5K
$936K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-497- 0.66% |
$5.05K - $5.88K
|
74.9K
$870K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
117K+ 15.11% |
$1.19M - $1.38M
|
889K
$10.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.79K- 4.57% |
$69K - $80.4K
|
142K
$1.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.08K- 0.44% |
$41.4K - $48.3K
|
916K
$10.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.03K- 44.2% |
$81.6K - $95.1K
|
10.1K
$118K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
37.1K+ 23.02% |
$377K - $439K
|
198K
$2.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
115K+ 42.03% |
$1.17M - $1.37M
|
390K
$4.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-22- 24.72% |
$224 - $260
|
67
$779
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
989+ 0.68% |
$10K - $11.7K
|
146K
$1.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
12+ 0.05% |
$122 - $142
|
24.2K
$282K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-72- 0.39% |
$732 - $852
|
18.3K
$212K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-557- 2.87% |
$5.66K - $6.59K
|
18.9K
$219K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
57.5K+ 33.76% |
$584K - $681K
|
228K
$2.65M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-354- 3.26% |
$3.6K - $4.19K
|
10.5K
$122K
|
|
|
Oct 28, 2025
Q3 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
133+ 0.44% |
$1.35K - $1.57K
|
30.2K
$351K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-24.2K- 17.72% |
$246K - $286K
|
112K
$1.31M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.81K- 8.15% |
$89.5K - $104K
|
99.2K
$1.15M
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
24.8K+ 15.39% |
$252K - $293K
|
186K
$2.16M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
699+ 3.74% |
$7.1K - $8.28K
|
19.4K
$225K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
98+ 1.35% |
$996 - $1.16K
|
7.37K
$85.6K
|
|
|
Oct 17, 2025
Q3 2025
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
26+ 0.05% |
$264 - $308
|
55.9K
$649K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
7+ 0.23% |
$71.1 - $82.9
|
3.01K
$35K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.2K+ 46.52% |
$125K - $156K
|
47.8K
$556K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.3KNew |
$168K - $208K
|
20.3K
$236K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
772New |
$6.38K - $7.91K
|
772
$8.97K
|
|
|
Aug 08, 2025
Q2 2025
|
Flaharty Asset Management, LLC
|
BUY
|
- |
1.86KNew |
$15.4K - $19.1K
|
1.86K
$21.6K
|
|
|
Jul 22, 2025
Q2 2025
|
Valley National Advisers Inc
|
BUY
|
- |
333New |
$2.75K - $3.41K
|
333
$3.87K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
627+ 47.61% |
$5.18K - $6.43K
|
1.94K
$22.6K
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.77KNew |
$16K - $17.9K
|
1.77K
$20.5K
|
|
|
May 15, 2025
Q1 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-1.96K- 0.62% |
$17.8K - $19.9K
|
312K
$3.63M
|
|
|
May 15, 2025
Q1 2025
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.72K+ 2.15% |
$15.6K - $17.4K
|
81.5K
$947K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.09K- 12.22% |
$28K - $31.3K
|
22.2K
$258K
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
8.59K+ 56.55% |
$78K - $87K
|
23.8K
$276K
|
|