Purchases and Sales Made in Q3 2025 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q3 2025. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
117K+ 15.11% |
$1.19M - $1.38M
|
889K
$10.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
115K+ 42.03% |
$1.17M - $1.37M
|
390K
$4.53M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
57.5K+ 33.76% |
$584K - $681K
|
228K
$2.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
37.1K+ 23.02% |
$377K - $439K
|
198K
$2.3M
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
24.8K+ 15.39% |
$252K - $293K
|
186K
$2.16M
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
18.3KNew |
$186K - $217K
|
18.3K
$212K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
11.1KNew |
$113K - $132K
|
11.1K
$129K
|
|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
8.03K+ 0.49% |
$81.6K - $95.1K
|
1.64M
$19M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.05K+ 19.07% |
$20.8K - $24.3K
|
12.8K
$149K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$20.3K - $23.7K
|
2K
$23.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.99K+ 12.93% |
$20.2K - $23.5K
|
17.3K
$202K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
1.16K+ 1.74% |
$11.8K - $13.7K
|
67.8K
$788K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
996+ 1.25% |
$10.1K - $11.8K
|
80.5K
$936K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
989+ 0.68% |
$10K - $11.7K
|
146K
$1.7M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
699+ 3.74% |
$7.1K - $8.28K
|
19.4K
$225K
|
|
|
Oct 28, 2025
Q3 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
133+ 0.44% |
$1.35K - $1.57K
|
30.2K
$351K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
98+ 1.35% |
$996 - $1.16K
|
7.37K
$85.6K
|
|
|
Oct 17, 2025
Q3 2025
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
26+ 0.05% |
$264 - $308
|
55.9K
$649K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
12+ 0.05% |
$122 - $142
|
24.2K
$282K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
7+ 0.23% |
$71.1 - $82.9
|
3.01K
$35K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-22- 24.72% |
$224 - $260
|
67
$779
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-72- 0.39% |
$732 - $852
|
18.3K
$212K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-354- 3.26% |
$3.6K - $4.19K
|
10.5K
$122K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-497- 0.66% |
$5.05K - $5.88K
|
74.9K
$870K
|
|
|
Oct 06, 2025
Q3 2025
|
Old Port Advisors
|
SELL
|
- |
-514- 3.3% |
$5.22K - $6.09K
|
15.1K
$175K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-557- 2.87% |
$5.66K - $6.59K
|
18.9K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.5K- 94.16% |
$15.2K - $17.8K
|
93
$1.08K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-2.62K- 6.17% |
$26.6K - $31K
|
39.8K
$463K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.08K- 0.44% |
$41.4K - $48.3K
|
916K
$10.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.07K- 10.59% |
$51.5K - $60K
|
42.8K
$497K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.79K- 4.57% |
$69K - $80.4K
|
142K
$1.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.03K- 44.2% |
$81.6K - $95.1K
|
10.1K
$118K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.17K- 4.69% |
$83K - $96.7K
|
166K
$1.93M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.81K- 8.15% |
$89.5K - $104K
|
99.2K
$1.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-11.3K- 16.19% |
$115K - $134K
|
58.5K
$680K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-24.2K- 17.72% |
$246K - $286K
|
112K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-26.9K- 51.8% |
$273K - $318K
|
25K
$290K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-55.5K- 41.54% |
$564K - $657K
|
78K
$907K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-104K- 42.49% |
$1.06M - $1.24M
|
141K
$1.64M
|
|