Equus Total Return, Inc. EQS
We take great care to ensure that the data presented and summarized in this overview for EQUUS TOTAL RETURN, INC. is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.
Top Institutions Holding EQS
View all-
Shufro Rose & CO LLC60KShares$63,6000.01% of portfolio
-
Morgan Stanley New York, NY35.7KShares$37,8040.0% of portfolio
-
Css LLC Chicago, IL23KShares$24,3780.0% of portfolio
-
Blue Bell Private Wealth Management, LLC9.1KShares$9,6480.0% of portfolio
-
Nbc Securities, Inc. Birmingham, AL2.8KShares$2,9680.0% of portfolio
-
Advisor Group Holdings, Inc. Phoenix, AZ2.5KShares$2,6460.0% of portfolio
-
Uncommon Cents Investing LLC1.82KShares$1,9310.0% of portfolio
-
Baystate Wealth Management LLC1KShares$1,0600.0% of portfolio
-
Ubs Group Ag676Shares$7160.0% of portfolio
-
Wells Fargo & Company San Francisco, CA1Shares$10.0% of portfolio
Latest Institutional Activity in EQS
Top Purchases
Top Sells
About EQS
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing. It invests in small to mid-sized companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services. It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe. It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. It seeks to invest in companies between $1 million to $25 million with revenues between $5 million and $150 million with EBITDA between $2 million to $50 million. It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.
Insider Transactions at EQS
Insider Transaction List
View allDate | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
---|---|---|---|---|---|
Jul 14
2023
|
Robert L Knauss Director |
BUY
Open market or private purchase
|
Direct |
1,000
+1.06%
|
$1,000
$1.48 P/Share
|
Sep 29
2021
|
Pallieres Bertrand Des > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
1,844,259
-84.22%
|
$3,688,518
$2.4 P/Share
|
Apr 29
2021
|
Fraser Atkinson Director |
BUY
Open market or private purchase
|
Direct |
4,034
+8.13%
|
$4,034
$1.89 P/Share
|
Apr 28
2021
|
Fraser Atkinson Director |
BUY
Open market or private purchase
|
Direct |
700
+1.66%
|
$700
$1.89 P/Share
|
Apr 27
2021
|
Fraser Atkinson Director |
BUY
Open market or private purchase
|
Direct |
100
+0.24%
|
$100
$1.9 P/Share
|
Apr 26
2021
|
Fraser Atkinson Director |
BUY
Open market or private purchase
|
Direct |
1,352
+3.21%
|
$1,352
$1.9 P/Share
|
Apr 23
2021
|
Fraser Atkinson Director |
BUY
Open market or private purchase
|
Direct |
18,016
+31.38%
|
$18,016
$1.89 P/Share
|