Latest Institutional Transactions on Eton Pharmaceuticals, Inc. (ETON)
This table provides information on the latest institutional transactions involving Eton Pharmaceuticals, Inc. (ETON) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
805New |
$2.05K - $4.53K
|
805
$13.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-31.1K- 53.68% |
$79.4K - $175K
|
26.9K
$454K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
44KNew |
$127K - $180K
|
44K
$744K
|
|
|
May 12, 2023
Q1 2023
|
Awm Investment Company, Inc.
New York, NY |
SELL
|
- |
-305K- 65.75% |
$880K - $1.25M
|
159K
$2.68M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
79.4KNew |
$229K - $326K
|
79.4K
$1.34M
|
|
|
May 01, 2023
Q1 2023
|
New Square Capital LLC
|
BUY
|
- |
1KNew |
$2.89K - $4.1K
|
1K
$16.9K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
16.2KNew |
$32.7K - $52.7K
|
16.2K
$274K
|
|
|
Feb 13, 2023
Q4 2022
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
2.3KNew |
$4.65K - $7.48K
|
2.3K
$38.9K
|
|
|
Feb 03, 2023
Q4 2022
|
Paradigm Capital Management Inc
|
BUY
|
- |
300KNew |
$606K - $975K
|
300K
$5.07M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-21.3KClosed |
$43.4K - $64.4K
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 17, 2022
Q2 2022
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
11.5KNew |
$29.3K - $50.4K
|
11.5K
$194K
|
|
|
Jul 26, 2022
Q2 2022
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-100KClosed |
$255K - $438K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Belvedere Trading LLC
|
SELL
|
- |
-10.9KClosed |
$27.7K - $47.6K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Belvedere Trading LLC
|
SELL
|
CALL |
-24KClosed |
$61.2K - $105K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-15.2KClosed |
$52.1K - $71.2K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-21.5KClosed |
$78.8K - $142K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.5KClosed |
$42.1K - $75.8K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Roumell Asset Management, LLC
Chevy Chase, MD |
BUY
|
- |
449KNew |
$1.64M - $2.96M
|
449K
$7.6M
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-243Closed |
$1.02K - $1.52K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Silverarc Capital Management, LLC
|
SELL
|
- |
-18.7KClosed |
$78.5K - $117K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-19.1KClosed |
$80.2K - $120K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-50.5KClosed |
$212K - $316K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-18.3KClosed |
$76.9K - $115K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Chicago Trust CO Na
|
BUY
|
- |
16.7KNew |
$70.1K - $105K
|
16.7K
$282K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-37.2KClosed |
$212K - $329K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Sio Capital Management, LLC
New York, NY |
SELL
|
- |
-163KClosed |
$929K - $1.44M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Hood River Capital Management LLC
Palm Beach Gardens, FL |
SELL
|
- |
-73.8KClosed |
$421K - $653K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Financial Advisors Network, Inc.
|
BUY
|
- |
10.6KNew |
$60.7K - $94.1K
|
10.6K
$180K
|
|
|
Aug 13, 2021
Q2 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-9.95KClosed |
$56.8K - $88.1K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-52Closed |
$297 - $460
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-73.8KClosed |
$421K - $653K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-85.3KClosed |
$487K - $755K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
4New |
$22.8 - $35.4
|
4
$67.6
|
|
|
Jul 23, 2021
Q2 2021
|
Mesirow Financial Investment Management, Inc.
|
SELL
|
- |
-1.83KClosed |
$10.4K - $16.2K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-10.2KClosed |
$70.7K - $103K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-13.3KClosed |
$92.3K - $134K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-1.5KClosed |
$10.4K - $15.1K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 10, 2021
Q4 2020
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-11.4KClosed |
$75.8K - $101K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
1KNew |
$6.65K - $8.83K
|
1K
$16.9K
|
|
|
Jan 21, 2021
Q4 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-53Closed |
$352 - $468
|
0
$0
|
|
| Q3 2020 | |||||||
|
Dec 14, 2020
Q3 2020
|
Strs Ohio
|
SELL
|
- |
-3.8KClosed |
$18.8K - $34.4K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-45KClosed |
$223K - $408K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-28.1KClosed |
$139K - $254K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 08, 2020
Q1 2020
|
Centric Wealth Management
|
SELL
|
- |
-28KClosed |
$80.4K - $209K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Apollo Management Holdings, L.P.
New York, NY |
SELL
|
- |
-90KClosed |
$639K - $755K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-12KClosed |
$68.4K - $95.7K
|
0
$0
|
|