Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-9.45K- 5.25% |
$93.6K - $97K
|
171K
$1.63M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
492New |
$4.88K - $5.05K
|
492
$4.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.28K+ 4.16% |
$22.6K - $23.4K
|
57.1K
$546K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30+ 0.08% |
$297 - $308
|
38.6K
$369K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
81K+ 43.08% |
$803K - $831K
|
269K
$2.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
9.75K+ 62.05% |
$96.7K - $100K
|
25.5K
$243K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
13.3KNew |
$132K - $136K
|
13.3K
$127K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-38.8K- 6.03% |
$385K - $398K
|
605K
$5.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.67K- 0.28% |
$56.2K - $58.2K
|
2M
$19.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.71K+ 27.43% |
$96.2K - $99.6K
|
45.1K
$431K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-13.9K- 41.44% |
$138K - $143K
|
19.7K
$188K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-105K- 66.16% |
$1.04M - $1.07M
|
53.5K
$511K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
11.7K+ 25.77% |
$116K - $120K
|
57K
$544K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
12.3K+ 6.23% |
$122K - $126K
|
209K
$2M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.9K+ 13.02% |
$158K - $163K
|
138K
$1.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
420+ 0.68% |
$4.16K - $4.31K
|
62.1K
$593K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-185K- 35.38% |
$1.83M - $1.9M
|
338K
$3.23M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-23.9K- 23.15% |
$237K - $245K
|
79.3K
$757K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
93+ 11.85% |
$922 - $954
|
878
$8.38K
|
|
|
Nov 13, 2025
Q3 2025
|
Helium Advisors LLC
Everett, WA |
SELL
|
- |
-39.8K- 44.73% |
$394K - $408K
|
49.2K
$469K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
123K+ 23.95% |
$1.22M - $1.26M
|
635K
$6.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
17.6KNew |
$174K - $180K
|
17.6K
$168K
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.03K+ 5.68% |
$10.2K - $10.5K
|
19.1K
$182K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
100+ 0.29% |
$991 - $1.03K
|
34.3K
$328K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.9K+ 119.08% |
$167K - $173K
|
31.1K
$297K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
2.65K+ 3.25% |
$26.3K - $27.2K
|
84.3K
$805K
|
|
|
Nov 12, 2025
Q3 2025
|
Shufro Rose & CO LLC
|
SELL
|
- |
-800- 0.99% |
$7.93K - $8.21K
|
79.8K
$762K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.45K+ 7200.0% |
$24.3K - $25.1K
|
2.48K
$23.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-26.1K- 5.43% |
$259K - $268K
|
455K
$4.35M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.43K- 4.44% |
$43.9K - $45.4K
|
95.3K
$910K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
4.7K+ 11.16% |
$46.6K - $48.2K
|
46.8K
$447K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-741- 1.36% |
$7.34K - $7.6K
|
53.7K
$513K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-2.8K- 6.46% |
$27.7K - $28.7K
|
40.5K
$387K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-96.8K- 30.71% |
$960K - $994K
|
218K
$2.09M
|
|
|
Nov 10, 2025
Q3 2025
|
Alteri Wealth LLC
Westlake Village, CA |
BUY
|
- |
10.4KNew |
$103K - $106K
|
10.4K
$99K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-149- 5.23% |
$1.48K - $1.53K
|
2.7K
$25.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
537+ 2.89% |
$5.32K - $5.51K
|
19.1K
$182K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
55.6K+ 8.38% |
$551K - $571K
|
720K
$6.87M
|
|
|
Nov 06, 2025
Q3 2025
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-28.1K- 4.47% |
$278K - $288K
|
601K
$5.74M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
64.8K+ 192.31% |
$643K - $665K
|
98.6K
$941K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
345K+ 93.2% |
$3.42M - $3.54M
|
715K
$6.82M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.37K+ 12.04% |
$33.4K - $34.6K
|
31.4K
$300K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
4.47K+ 14.78% |
$44.3K - $45.9K
|
34.7K
$332K
|
|
|
Oct 31, 2025
Q3 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
2.35K+ 9.72% |
$23.3K - $24.1K
|
26.5K
$253K
|
|
|
Oct 31, 2025
Q3 2025
|
Whittier Trust CO
|
BUY
|
- |
314+ 23.12% |
$3.11K - $3.22K
|
1.67K
$16K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
10+ 0.91% |
$99.1 - $103
|
1.11K
$10.6K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
84+ 0.47% |
$832 - $862
|
18.1K
$173K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
68.4KNew |
$678K - $702K
|
68.4K
$654K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
21.1KNew |
$209K - $217K
|
21.1K
$202K
|
|
|
Oct 23, 2025
Q3 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-416- 2.43% |
$4.12K - $4.27K
|
16.7K
$159K
|
|