Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
40.1KNew |
$393K - $419K
|
40.1K
$412K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-2.83K- 1.42% |
$27.8K - $29.6K
|
197K
$2.02M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
76+ 0.16% |
$746 - $795
|
48.1K
$495K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.08K+ 24.51% |
$20.4K - $21.7K
|
10.6K
$109K
|
|
|
Nov 14, 2024
Q3 2024
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1K+ 5.0% |
$9.82K - $10.5K
|
21K
$216K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-14.8K- 17.39% |
$145K - $155K
|
70.3K
$723K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.2K+ 16.27% |
$179K - $190K
|
130K
$1.34M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-203- 0.24% |
$1.99K - $2.12K
|
82.7K
$850K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-71.9K- 9.04% |
$707K - $753K
|
724K
$7.44M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
357KNew |
$3.51M - $3.74M
|
357K
$3.67M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-64.9K- 17.72% |
$637K - $679K
|
301K
$3.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.11K+ 1.89% |
$30.5K - $32.5K
|
167K
$1.72M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.13K- 52.9% |
$11.1K - $11.8K
|
1.01K
$10.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-811K- 32.7% |
$7.96M - $8.48M
|
1.67M
$17.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.05K+ 3.51% |
$20.1K - $21.4K
|
60.4K
$621K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
2.11K+ 7.94% |
$20.7K - $22.1K
|
28.7K
$295K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-7.24K- 3.0% |
$71K - $75.7K
|
234K
$2.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
9.05K+ 2.15% |
$88.9K - $94.7K
|
431K
$4.43M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
46+ 0.4% |
$452 - $481
|
11.4K
$117K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.9K+ 39.8% |
$225K - $239K
|
80.4K
$827K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.19K- 4.49% |
$21.5K - $22.9K
|
46.7K
$480K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
221K+ 61.93% |
$2.17M - $2.31M
|
578K
$5.94M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.68K+ 26.22% |
$95.1K - $101K
|
46.6K
$479K
|
|
|
Nov 12, 2024
Q3 2024
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-15.2K- 2.12% |
$149K - $159K
|
704K
$7.23M
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
46.3KNew |
$455K - $485K
|
46.3K
$476K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
59.9K+ 18.82% |
$588K - $627K
|
378K
$3.89M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-238K- 89.49% |
$2.33M - $2.49M
|
27.9K
$287K
|
|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
737KNew |
$7.24M - $7.71M
|
737K
$7.58M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
722New |
$7.09K - $7.55K
|
722
$7.42K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
5.5K+ 647.82% |
$54K - $57.5K
|
6.35K
$65.3K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-291K- 24.78% |
$2.86M - $3.05M
|
884K
$9.09M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13.7K- 34.21% |
$134K - $143K
|
26.3K
$270K
|
|
|
Nov 08, 2024
Q3 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
65+ 2.86% |
$638 - $680
|
2.34K
$24.1K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
76.3K+ 20.43% |
$749K - $798K
|
450K
$4.62M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
415K+ 522.36% |
$4.08M - $4.34M
|
495K
$5.08M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.11K+ 8.38% |
$20.7K - $22.1K
|
27.3K
$281K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
20.5KNew |
$201K - $214K
|
20.5K
$210K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.87K- 12.07% |
$77.2K - $82.3K
|
57.3K
$589K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
300+ 0.81% |
$2.95K - $3.14K
|
37.2K
$383K
|
|
|
Oct 28, 2024
Q3 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
37.9K+ 19.4% |
$372K - $397K
|
233K
$2.4M
|
|
|
Oct 22, 2024
Q3 2024
|
Tfg Advisers LLC
|
SELL
|
- |
-4.48K- 2.07% |
$43.9K - $46.8K
|
212K
$2.18M
|
|
|
Oct 21, 2024
Q3 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-14.1K- 35.91% |
$138K - $147K
|
25.2K
$259K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
38.3K+ 12.53% |
$376K - $400K
|
344K
$3.53M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.54K- 19.13% |
$25K - $26.6K
|
10.8K
$111K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
2K+ 156.68% |
$19.7K - $21K
|
3.28K
$33.7K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.54K+ 11.06% |
$15.1K - $16.1K
|
15.5K
$159K
|
|
|
Oct 16, 2024
Q3 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
8.6K+ 66.96% |
$84.5K - $90K
|
21.5K
$221K
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
90.1KNew |
$885K - $943K
|
90.1K
$927K
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-32- 1.13% |
$314 - $335
|
2.81K
$28.9K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|