Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.17K- 9.79% |
$10.9K - $11.8K
|
10.8K
$103K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.22KNew |
$20.7K - $22.4K
|
2.22K
$21.2K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.52K- 24.35% |
$32.8K - $35.5K
|
10.9K
$104K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
2.5KNew |
$23.3K - $25.2K
|
2.5K
$23.9K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
231+ 2.15% |
$2.15K - $2.33K
|
11K
$105K
|
|
| Q4 2022 | |||||||
|
Aug 13, 2025
Q4 2022
|
Stone X Group Inc.
|
BUY
|
- |
61.2KNew |
$583K - $623K
|
61.2K
$584K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
300New |
$2.86K - $3.05K
|
300
$2.87K
|
|
|
Feb 14, 2023
Q4 2022
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
18.1KNew |
$172K - $184K
|
18.1K
$172K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
1.1KNew |
$10.5K - $11.2K
|
1.1K
$10.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Townsquare Capital LLC
|
BUY
|
- |
11K+ 48.64% |
$105K - $112K
|
33.6K
$321K
|
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
232New |
$2.21K - $2.36K
|
232
$2.22K
|
|
|
Feb 03, 2023
Q4 2022
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
270+ 2.13% |
$2.57K - $2.75K
|
13K
$124K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
509New |
$4.85K - $5.18K
|
509
$4.86K
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
6.64K+ 5.85% |
$63.3K - $67.6K
|
120K
$1.15M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
588K+ 265.78% |
$5.62M - $6.41M
|
809K
$7.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-800- 5.75% |
$7.65K - $8.73K
|
13.1K
$125K
|
|
|
Nov 07, 2022
Q3 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
45+ 0.06% |
$430 - $491
|
75K
$716K
|
|
| Q2 2022 | |||||||
|
Nov 09, 2022
Q2 2022
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-4K- 4.81% |
$40K - $51.9K
|
79.2K
$757K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.75KNew |
$17.5K - $22.7K
|
1.75K
$16.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-2.72K- 21.16% |
$27.2K - $35.3K
|
10.1K
$96.8K
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.2KClosed |
$111K - $145K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.7K- 29.53% |
$127K - $165K
|
30.3K
$289K
|
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-18.6KClosed |
$186K - $241K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Narwhal Capital Management
|
SELL
|
- |
-16.2KClosed |
$162K - $211K
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.6KNew |
$16K - $20.8K
|
1.6K
$15.3K
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
1.56KNew |
$15.6K - $20.3K
|
1.56K
$14.9K
|
|
|
Jul 13, 2022
Q2 2022
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
13.6KNew |
$136K - $177K
|
13.6K
$130K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$530K - $584K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
383New |
$4.37K - $4.81K
|
383
$3.66K
|
|
|
May 03, 2022
Q1 2022
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$22.8K - $25.1K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-945Closed |
$10.8K - $11.9K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.17KClosed |
$13.7K - $14.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-10.1KClosed |
$118K - $123K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-9.79KClosed |
$114K - $120K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.7K- 59.72% |
$569K - $596K
|
32.8K
$313K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.7KClosed |
$19.9K - $20.8K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.7K - $12.2K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$58.5K - $61.2K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-40Closed |
$478 - $507
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 10, 2021
Q2 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.18KClosed |
$14.2K - $15.1K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.38MClosed |
$15.8M - $17M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-19KClosed |
$218K - $234K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-22.7KClosed |
$261K - $280K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-13.6KClosed |
$156K - $168K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
11.7KNew |
$134K - $144K
|
11.7K
$111K
|
|
|
May 10, 2021
Q1 2021
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-50KClosed |
$574K - $617K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.5KClosed |
$155K - $167K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.2KClosed |
$117K - $126K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-65.3KClosed |
$750K - $806K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-261KClosed |
$2.73M - $3.04M
|
0
$0
|
|