Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2019
Q4 2018
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-94.4KClosed |
$1.03M - $1.2M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.16KClosed |
$78.5K - $90.7K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Klingman & Associates, LLC
|
SELL
|
- |
-72.3KClosed |
$793K - $916K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.66KClosed |
$40.2K - $46.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-43.1KClosed |
$542K - $556K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.03KClosed |
$13K - $13.3K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.9KClosed |
$137K - $140K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1.91KClosed |
$24.1K - $24.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Glassman Wealth Services
|
SELL
|
- |
-3.8KClosed |
$48.6K - $50.7K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-58.3KClosed |
$746K - $778K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Baillie Gifford & CO
|
SELL
|
- |
-184KClosed |
$2.35M - $2.45M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-20.6KClosed |
$262K - $272K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-12KClosed |
$152K - $158K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-10.3KClosed |
$132K - $137K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11KClosed |
$140K - $145K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-90.7KClosed |
$1.15M - $1.22M
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-12.1KClosed |
$153K - $162K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 19, 2017
Q3 2017
|
Cordasco Financial Network
|
BUY
|
- |
1.1KNew |
$14.5K - $14.9K
|
1.1K
$11.5K
|
|
| Q2 2017 | |||||||
|
Jan 08, 2024
Q2 2017
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
N/A
|
0
$0
|
|