Purchases and Sales Made in Q1 2022 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
222K+ 100.36% |
$2.53M - $2.79M
|
443K
$4.62M
|
|
|
Apr 28, 2022
Q1 2022
|
Townsquare Capital LLC
|
BUY
|
- |
106KNew |
$1.2M - $1.33M
|
106K
$1.1M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
96.9K+ 13.16% |
$1.11M - $1.22M
|
833K
$8.7M
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
96.1K+ 59.95% |
$1.1M - $1.21M
|
256K
$2.68M
|
|
|
May 16, 2022
Q1 2022
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
83.2KNew |
$950K - $1.05M
|
83.2K
$869K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
64K+ 8.6% |
$730K - $804K
|
808K
$8.44M
|
|
|
Apr 12, 2022
Q1 2022
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
47.9K+ 39.77% |
$546K - $602K
|
168K
$1.76M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
47.3K+ 110.74% |
$539K - $594K
|
89.9K
$939K
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
44.2K+ 63.83% |
$504K - $556K
|
113K
$1.18M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
43.2K+ 3.35% |
$493K - $544K
|
1.33M
$13.9M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
27.3K+ 20.3% |
$312K - $343K
|
162K
$1.69M
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
22.4KNew |
$255K - $281K
|
22.4K
$234K
|
|
|
May 06, 2022
Q1 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
21.2K+ 9.74% |
$241K - $266K
|
238K
$2.49M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
19.4K+ 86.14% |
$222K - $244K
|
42K
$439K
|
|
|
May 16, 2022
Q1 2022
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
17.8K+ 306.08% |
$203K - $224K
|
23.6K
$246K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.6K+ 5.77% |
$167K - $184K
|
268K
$2.8M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
13KNew |
$148K - $163K
|
13K
$135K
|
|
|
May 13, 2022
Q1 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
12.9KNew |
$147K - $162K
|
12.9K
$134K
|
|
|
Apr 13, 2022
Q1 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
12.8KNew |
$146K - $160K
|
12.8K
$133K
|
|
|
May 12, 2022
Q1 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12KNew |
$137K - $151K
|
12K
$125K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.5K+ 8.16% |
$131K - $145K
|
153K
$1.59M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11.2KNew |
$127K - $140K
|
11.2K
$116K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7K+ 15.04% |
$79.9K - $88K
|
53.5K
$559K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.77K+ 10.69% |
$77.2K - $85K
|
70K
$731K
|
|
|
Apr 20, 2022
Q1 2022
|
Tfg Advisers LLC
|
BUY
|
- |
5.37K+ 2.86% |
$61.2K - $67.5K
|
193K
$2.02M
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.05K+ 10.79% |
$57.6K - $63.5K
|
51.8K
$541K
|
|
|
May 10, 2022
Q1 2022
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
2.9K+ 11.84% |
$33.1K - $36.5K
|
27.4K
$286K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
2K+ 9.55% |
$22.8K - $25.1K
|
22.9K
$239K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.27KNew |
$14.5K - $16K
|
1.27K
$13.2K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
725+ 2.77% |
$8.27K - $9.11K
|
26.9K
$281K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
412+ 2.68% |
$4.7K - $5.18K
|
15.8K
$165K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
383New |
$4.37K - $4.81K
|
383
$4K
|
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
230+ 0.54% |
$2.62K - $2.89K
|
43K
$449K
|
|
|
May 06, 2022
Q1 2022
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
224+ 1.87% |
$2.56K - $2.82K
|
12.2K
$127K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
39+ 0.08% |
$445 - $490
|
47.7K
$498K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12+ 0.03% |
$137 - $151
|
37.4K
$391K
|
|
|
Apr 13, 2022
Q1 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
7+ 0.22% |
$79.9 - $88
|
3.19K
$33.3K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Narwhal Capital Management
|
SELL
|
- |
-267- 1.62% |
$3.05K - $3.36K
|
16.2K
$170K
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-500Closed |
$5.71K - $6.29K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-945Closed |
$10.8K - $11.9K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.1KClosed |
$12.6K - $13.8K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.18K- 10.43% |
$13.5K - $14.8K
|
10.1K
$106K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.81K- 7.94% |
$20.6K - $22.7K
|
21K
$219K
|
|
|
May 12, 2022
Q1 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-2K- 11.58% |
$22.8K - $25.1K
|
15.3K
$159K
|
|
|
May 03, 2022
Q1 2022
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$22.8K - $25.1K
|
0
$0
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.15K- 7.95% |
$24.5K - $27K
|
24.9K
$260K
|
|
|
May 09, 2022
Q1 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-3KClosed |
$34.2K - $37.7K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Evoke Wealth, LLC
|
SELL
|
- |
-4.11K- 4.92% |
$46.9K - $51.7K
|
79.5K
$830K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-7.07K- 17.0% |
$80.6K - $88.8K
|
34.5K
$360K
|