Purchases and Sales Made in Q1 2023 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
892K+ 141.16% |
$8.31M - $9M
|
1.52M
$15.9M
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
497KNew |
$4.63M - $5.01M
|
497K
$5.19M
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
166K+ 35.66% |
$1.55M - $1.67M
|
631K
$6.59M
|
|
May 12, 2023
Q1 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
165KNew |
$1.54M - $1.66M
|
165K
$1.72M
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
105K+ 285.86% |
$977K - $1.06M
|
142K
$1.48M
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
88.2KNew |
$822K - $890K
|
88.2K
$921K
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
73.8K+ 14.02% |
$687K - $744K
|
600K
$6.26M
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
70.1K+ 56.84% |
$653K - $707K
|
193K
$2.02M
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
68.3K+ 169.14% |
$636K - $689K
|
109K
$1.13M
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
62.6K+ 84.32% |
$584K - $632K
|
137K
$1.43M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
61K+ 6.23% |
$568K - $615K
|
1.04M
$10.8M
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
59.8K+ 21.27% |
$557K - $603K
|
341K
$3.56M
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
49.7K+ 22.87% |
$463K - $502K
|
267K
$2.79M
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
39.4K+ 268.02% |
$367K - $397K
|
54.1K
$564K
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
31.5KNew |
$293K - $318K
|
31.5K
$329K
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
30.1K+ 79.6% |
$280K - $303K
|
67.9K
$709K
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
25KNew |
$233K - $252K
|
25K
$261K
|
|
May 04, 2023
Q1 2023
|
Ota Financial Group L.P.
|
BUY
|
- |
20.2KNew |
$188K - $204K
|
20.2K
$211K
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.9K+ 8.91% |
$167K - $181K
|
219K
$2.29M
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.5K+ 116.84% |
$126K - $136K
|
25K
$261K
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.8K+ 25.19% |
$120K - $130K
|
63.8K
$666K
|
|
May 08, 2023
Q1 2023
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
11.8KNew |
$110K - $119K
|
11.8K
$123K
|
|
May 15, 2023
Q1 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11.5KNew |
$107K - $116K
|
11.5K
$120K
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.9KNew |
$101K - $110K
|
10.9K
$114K
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.98K+ 5.18% |
$65K - $70.4K
|
142K
$1.48M
|
|
Aug 26, 2024
Q1 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
5.71KNew |
$53.2K - $57.6K
|
5.71K
$59.6K
|
|
May 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
3K+ 11.1% |
$28K - $30.3K
|
30K
$313K
|
|
Apr 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
3K+ 11.1% |
$28K - $30.3K
|
30K
$313K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.78K+ 1.61% |
$25.9K - $28.1K
|
175K
$1.83M
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
2.5KNew |
$23.3K - $25.2K
|
2.5K
$26.1K
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.22KNew |
$20.7K - $22.4K
|
2.22K
$23.2K
|
|
Apr 12, 2023
Q1 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.87K+ 14.03% |
$17.4K - $18.9K
|
15.2K
$159K
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
BUY
|
- |
1.36KNew |
$12.7K - $13.7K
|
1.36K
$14.2K
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
1.33K+ 3.19% |
$12.4K - $13.4K
|
43.1K
$450K
|
|
May 04, 2023
Q1 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1KNew |
$9.32K - $10.1K
|
1K
$10.4K
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
635New |
$5.92K - $6.41K
|
635
$6.63K
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
467+ 0.17% |
$4.35K - $4.71K
|
274K
$2.86M
|
|
May 05, 2023
Q1 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
272+ 2.13% |
$2.54K - $2.74K
|
13K
$136K
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
231+ 2.15% |
$2.15K - $2.33K
|
11K
$115K
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
33+ 0.21% |
$308 - $333
|
15.8K
$164K
|
|
Apr 24, 2023
Q1 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
9+ 0.27% |
$83.9 - $90.8
|
3.37K
$35.2K
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.16% |
$18.6 - $20.2
|
1.27K
$13.3K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 04, 2023
Q1 2023
|
Wealth Effects LLC
|
SELL
|
- |
-483- 4.5% |
$4.5K - $4.87K
|
10.2K
$107K
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-519- 1.61% |
$4.84K - $5.24K
|
31.6K
$330K
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-999- 7.85% |
$9.31K - $10.1K
|
11.7K
$122K
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.17K- 9.79% |
$10.9K - $11.8K
|
10.8K
$112K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.34K- 1.99% |
$21.8K - $23.6K
|
115K
$1.2M
|
|
May 02, 2023
Q1 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-2.74K- 1.44% |
$25.5K - $27.6K
|
188K
$1.96M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.37K- 1.39% |
$31.4K - $34K
|
238K
$2.49M
|