Purchases and Sales Made in Q1 2024 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
386K+ 18.39% |
$3.76M - $4M
|
2.48M
$25.9M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
386K+ 18.39% |
$3.76M - $4M
|
2.48M
$25.9M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
78.8K+ 43.42% |
$768K - $817K
|
260K
$2.72M
|
|
|
May 13, 2024
Q1 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
51.7KNew |
$503K - $536K
|
51.7K
$539K
|
|
|
May 14, 2024
Q1 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
41.8K+ 11.3% |
$407K - $434K
|
412K
$4.3M
|
|
|
May 10, 2024
Q1 2024
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
37.3K+ 10.06% |
$363K - $386K
|
408K
$4.26M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
35.3KNew |
$344K - $366K
|
35.3K
$368K
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
33.2K+ 12.61% |
$324K - $345K
|
297K
$3.1M
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
32.7K+ 122.47% |
$318K - $339K
|
59.3K
$620K
|
|
|
Apr 22, 2024
Q1 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
22.2KNew |
$216K - $230K
|
22.2K
$232K
|
|
|
Apr 22, 2024
Q1 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
21.8K+ 14.59% |
$212K - $226K
|
171K
$1.79M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
19.4KNew |
$189K - $201K
|
19.4K
$202K
|
|
|
May 15, 2024
Q1 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
16.5K+ 33.7% |
$160K - $171K
|
65.3K
$682K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.6K+ 9.47% |
$152K - $161K
|
180K
$1.88M
|
|
|
Apr 11, 2024
Q1 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
12.6KNew |
$122K - $130K
|
12.6K
$131K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.2K+ 40.07% |
$109K - $116K
|
39.2K
$409K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1K+ 25.78% |
$98.1K - $104K
|
49.1K
$513K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
9.79K+ 1.75% |
$95.4K - $102K
|
570K
$5.95M
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
6.62K+ 3.0% |
$64.4K - $68.6K
|
227K
$2.37M
|
|
|
May 06, 2024
Q1 2024
|
Tfg Advisers LLC
|
BUY
|
- |
6.01K+ 3.18% |
$58.5K - $62.3K
|
195K
$2.04M
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.14KNew |
$30.5K - $32.5K
|
3.14K
$32.7K
|
|
|
Apr 18, 2024
Q1 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
3.13K+ 29.32% |
$30.5K - $32.5K
|
13.8K
$144K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
2.77K+ 15.03% |
$27K - $28.7K
|
21.2K
$221K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.55K+ 0.1% |
$24.8K - $26.5K
|
2.48M
$25.9M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
2.46K+ 1.22% |
$23.9K - $25.5K
|
204K
$2.13M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.07K+ 2.25% |
$20.1K - $21.4K
|
94K
$982K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.87K+ 15.08% |
$18.2K - $19.4K
|
14.3K
$149K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.75K+ 11.01% |
$17K - $18.1K
|
17.6K
$184K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
863+ 63.22% |
$8.41K - $8.95K
|
2.23K
$23.3K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
832+ 6.17% |
$8.1K - $8.63K
|
14.3K
$150K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
674+ 1.06% |
$6.56K - $6.99K
|
64.5K
$673K
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
589New |
$5.74K - $6.11K
|
589
$6.15K
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
500+ 5.45% |
$4.87K - $5.19K
|
9.67K
$101K
|
|
|
May 15, 2024
Q1 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
63+ 2.93% |
$614 - $653
|
2.21K
$23.1K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
33+ 0.3% |
$321 - $342
|
10.9K
$114K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
14New |
$136 - $145
|
14
$146
|
|
|
Apr 18, 2024
Q1 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
12+ 0.37% |
$117 - $124
|
3.27K
$34.2K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.08% |
$9.74 - $10.4
|
1.28K
$13.3K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 19, 2024
Q1 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-510- 3.54% |
$4.97K - $5.29K
|
13.9K
$145K
|
|
|
Apr 16, 2024
Q1 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-970- 6.82% |
$9.45K - $10.1K
|
13.3K
$138K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.55K- 2.26% |
$15.1K - $16.1K
|
67.2K
$702K
|
|
|
Apr 23, 2024
Q1 2024
|
Gradient Investments LLC
|
SELL
|
- |
-1.71K- 48.7% |
$16.6K - $17.7K
|
1.8K
$18.8K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.96K- 16.02% |
$19.1K - $20.3K
|
10.3K
$107K
|
|
|
May 08, 2024
Q1 2024
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.3K- 6.3% |
$32.1K - $34.2K
|
49.1K
$513K
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.26K- 3.93% |
$41.4K - $44.1K
|
104K
$1.09M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.72K- 2.56% |
$46K - $49K
|
180K
$1.88M
|
|
|
Apr 15, 2024
Q1 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-5.81K- 26.92% |
$56.6K - $60.3K
|
15.8K
$165K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.31K- 17.24% |
$71.2K - $75.8K
|
35.1K
$366K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-8.66K- 8.7% |
$84.3K - $89.8K
|
90.9K
$949K
|