Purchases and Sales Made in Q3 2025 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
345K+ 93.2% |
$3.42M - $3.54M
|
715K
$6.82M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
123K+ 23.95% |
$1.22M - $1.26M
|
635K
$6.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
81K+ 43.08% |
$803K - $831K
|
269K
$2.57M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
68.4KNew |
$678K - $702K
|
68.4K
$654K
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
64.8K+ 192.31% |
$643K - $665K
|
98.6K
$941K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
60.4KNew |
$599K - $620K
|
60.4K
$577K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
55.6K+ 8.38% |
$551K - $571K
|
720K
$6.87M
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
35.3KNew |
$350K - $362K
|
35.3K
$337K
|
|
|
Oct 21, 2025
Q3 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
26K+ 9.66% |
$258K - $267K
|
296K
$2.82M
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
21.1KNew |
$209K - $217K
|
21.1K
$202K
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
17.6KNew |
$174K - $180K
|
17.6K
$168K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.9K+ 119.08% |
$167K - $173K
|
31.1K
$297K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.9K+ 13.02% |
$158K - $163K
|
138K
$1.32M
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
13.3KNew |
$132K - $136K
|
13.3K
$127K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
12.3K+ 6.23% |
$122K - $126K
|
209K
$2M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
11.7K+ 25.77% |
$116K - $120K
|
57K
$544K
|
|
|
Nov 10, 2025
Q3 2025
|
Alteri Wealth LLC
Westlake Village, CA |
BUY
|
- |
10.4KNew |
$103K - $106K
|
10.4K
$99K
|
|
|
Nov 14, 2025
Q3 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
9.75K+ 62.05% |
$96.7K - $100K
|
25.5K
$243K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.71K+ 27.43% |
$96.2K - $99.6K
|
45.1K
$431K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
7.69K+ 3.24% |
$76.2K - $78.9K
|
245K
$2.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
4.7K+ 11.16% |
$46.6K - $48.2K
|
46.8K
$447K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
4.47K+ 14.78% |
$44.3K - $45.9K
|
34.7K
$332K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.37K+ 12.04% |
$33.4K - $34.6K
|
31.4K
$300K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
2.65K+ 3.25% |
$26.3K - $27.2K
|
84.3K
$805K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.45K+ 7200.0% |
$24.3K - $25.1K
|
2.48K
$23.7K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.36K+ 0.63% |
$23.4K - $24.3K
|
378K
$3.61M
|
|
|
Oct 31, 2025
Q3 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
2.35K+ 9.72% |
$23.3K - $24.1K
|
26.5K
$253K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.28K+ 4.16% |
$22.6K - $23.4K
|
57.1K
$546K
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.03K+ 5.68% |
$10.2K - $10.5K
|
19.1K
$182K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
800New |
$7.93K - $8.21K
|
800
$7.64K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
537+ 2.89% |
$5.32K - $5.51K
|
19.1K
$182K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
492New |
$4.88K - $5.05K
|
492
$4.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
420+ 0.68% |
$4.16K - $4.31K
|
62.1K
$593K
|
|
|
Oct 31, 2025
Q3 2025
|
Whittier Trust CO
|
BUY
|
- |
314+ 23.12% |
$3.11K - $3.22K
|
1.67K
$16K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
100+ 0.29% |
$991 - $1.03K
|
34.3K
$328K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
93+ 11.85% |
$922 - $954
|
878
$8.38K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
84+ 0.47% |
$832 - $862
|
18.1K
$173K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
65+ 1.88% |
$644 - $667
|
3.53K
$33.7K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
50+ 37.59% |
$496 - $513
|
183
$1.75K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30+ 0.08% |
$297 - $308
|
38.6K
$369K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
10+ 0.91% |
$99.1 - $103
|
1.11K
$10.6K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-149- 5.23% |
$1.48K - $1.53K
|
2.7K
$25.8K
|
|
|
Oct 23, 2025
Q3 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-416- 2.43% |
$4.12K - $4.27K
|
16.7K
$159K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-741- 1.36% |
$7.34K - $7.6K
|
53.7K
$513K
|
|
|
Nov 12, 2025
Q3 2025
|
Shufro Rose & CO LLC
|
SELL
|
- |
-800- 0.99% |
$7.93K - $8.21K
|
79.8K
$762K
|
|
|
Oct 21, 2025
Q3 2025
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
SELL
|
- |
-1.14K- 6.89% |
$11.3K - $11.7K
|
15.4K
$147K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-2.8K- 6.46% |
$27.7K - $28.7K
|
40.5K
$387K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.43K- 4.44% |
$43.9K - $45.4K
|
95.3K
$910K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.67K- 0.28% |
$56.2K - $58.2K
|
2M
$19.1M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-6.18K- 15.1% |
$61.2K - $63.4K
|
34.7K
$332K
|
|