Purchases and Sales Made in Q4 2022 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.29K- 7.92% |
$21.8K - $23.3K
|
26.6K
$274K
|
|
|
May 25, 2023
Q4 2022
|
Aegon Usa Investment Management, LLC
|
SELL
|
- |
-3K- 9.99% |
$28.6K - $30.5K
|
27K
$278K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.75K- 8.67% |
$54.8K - $58.5K
|
60.6K
$622K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.14K- 4.96% |
$58.5K - $62.5K
|
118K
$1.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.48K- 13.43% |
$61.7K - $65.9K
|
41.8K
$429K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.18K- 0.83% |
$77.9K - $83.2K
|
978K
$10.1M
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-8.2K- 17.84% |
$78.2K - $83.5K
|
37.8K
$388K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-8.28K- 8.15% |
$78.9K - $84.2K
|
93.3K
$959K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-8.35K- 3.44% |
$79.6K - $85K
|
234K
$2.41M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-10.5K- 3.69% |
$99.9K - $107K
|
274K
$2.81M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-13.5K- 29.64% |
$129K - $138K
|
32.2K
$331K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.3K- 50.95% |
$156K - $166K
|
15.7K
$162K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-31.7K- 11.59% |
$302K - $323K
|
242K
$2.48M
|
|
|
Feb 07, 2023
Q4 2022
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-39.4K- 4.64% |
$376K - $401K
|
810K
$8.33M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-56.8K- 8.69% |
$542K - $579K
|
597K
$6.14M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-73.7K- 83.61% |
$702K - $750K
|
14.4K
$149K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-75.1K- 6.04% |
$716K - $765K
|
1.17M
$12M
|
|
|
Jan 10, 2023
Q4 2022
|
Glassy Mountain Advisors, Inc.
|
SELL
|
- |
-138K- 84.34% |
$1.31M - $1.4M
|
25.6K
$263K
|