Latest Institutional Sells of First Trust Emerging Markets A (FEM)
This list provides information on the latest institutional transactions involving First Trust Emerging Markets A (FEM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2020
Q4 2019
|
Keystone Financial Group
|
SELL
|
- |
-14.4K- 58.88% |
$336K - $383K
|
10.1K
$228K
|
|
|
Feb 10, 2020
Q4 2019
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-140Closed |
$3.26K - $3.72K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-86Closed |
$2K - $2.28K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-49Closed |
$1.14K - $1.3K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-17.1KClosed |
$385K - $438K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-9.2KClosed |
$207K - $235K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.48KClosed |
$190K - $217K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-2.42KClosed |
$54.2K - $61.8K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.1KClosed |
$24.8K - $28.2K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Baldwin Brothers LLC
|
SELL
|
- |
-720Closed |
$16.2K - $18.4K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-20Closed |
$449 - $512
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 31, 2019
Q2 2019
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-10.4KClosed |
$234K - $267K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-8.71KClosed |
$197K - $225K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-850Closed |
$19.2K - $21.9K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-511Closed |
$11.5K - $13.2K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-424Closed |
$9.58K - $10.9K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-164Closed |
$3.71K - $4.23K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 07, 2019
Q1 2019
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-5.07KClosed |
$114K - $130K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-2KClosed |
$44.9K - $51.4K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-421Closed |
$9.46K - $10.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-366Closed |
$8.22K - $9.41K
|
0
$0
|
|
|
May 16, 2019
Q1 2019
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-57Closed |
$1.28K - $1.47K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-21.4KClosed |
$478K - $537K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Legacy Private Trust Co.
|
SELL
|
- |
-14.1KClosed |
$315K - $354K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-10.8KClosed |
$242K - $271K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Burt Wealth Advisors
|
SELL
|
- |
-1.2KClosed |
$26.8K - $30K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-800Closed |
$17.9K - $20.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-414- 99.76% |
$9.26K - $10.4K
|
1
$22.7
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-317- 9.32% |
$7.09K - $7.96K
|
3.09K
$69.9K
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-38KClosed |
$910K - $1.02M
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-714Closed |
$17.1K - $19.1K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-511Closed |
$12.2K - $13.7K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-341Closed |
$8.17K - $9.13K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-55.8KClosed |
$1.41M - $1.64M
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-20.4KClosed |
$515K - $599K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
M&T Bank Corp
|
SELL
|
- |
-16.4KClosed |
$414K - $482K
|
0
$0
|
|
|
Aug 15, 2018
Q2 2018
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-16.2KClosed |
$408K - $475K
|
0
$0
|
|
|
Jul 09, 2018
Q2 2018
|
Davenport & CO LLC
|
SELL
|
- |
-16KClosed |
$404K - $470K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-15.9KClosed |
$400K - $465K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.03KClosed |
$26K - $30.3K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Sws Partners
|
SELL
|
- |
-449Closed |
$11.3K - $13.2K
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-276Closed |
$6.96K - $8.1K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-12.2KClosed |
$337K - $382K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-312Closed |
$8.62K - $9.77K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|