Latest Institutional Transactions on First Trust Emerging Markets S (FEMS)
This table provides information on the latest institutional transactions involving First Trust Emerging Markets S (FEMS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2020
Q2 2020
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-46Closed |
$1.11K - $1.56K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.2KClosed |
$102K - $142K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
150New |
$3.39K - $6.05K
|
150
$5.86K
|
|
|
May 15, 2020
Q1 2020
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-45.5KClosed |
$1.03M - $1.84M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-6.48KClosed |
$146K - $261K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-41.1KClosed |
$930K - $1.66M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-10.7KClosed |
$363K - $423K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-27Closed |
$916 - $1.07K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-6.73KClosed |
$228K - $266K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-500Closed |
$16.7K - $18.3K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-880Closed |
$29.4K - $32.2K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-8.46KClosed |
$283K - $310K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-13.6KClosed |
$453K - $497K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.22KClosed |
$141K - $154K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.9KNew |
$124K - $143K
|
3.9K
$152K
|
|
|
Aug 08, 2019
Q2 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-7.33KClosed |
$234K - $270K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-287Closed |
$9.17K - $10.6K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-2.74KClosed |
$86.8K - $101K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Pflug Koory, LLC
|
SELL
|
- |
-346Closed |
$11K - $12.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-618Closed |
$19.6K - $22.4K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.63KClosed |
$273K - $312K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1KClosed |
$31.6K - $36.2K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-172Closed |
$5.44K - $6.22K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-17.3KClosed |
$549K - $627K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Wesbanco Bank Inc
|
SELL
|
- |
-11.2KClosed |
$354K - $404K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-4.45KClosed |
$156K - $178K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
15.3KNew |
$535K - $610K
|
15.3K
$597K
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-1.41KClosed |
$49.3K - $56.1K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-9.27KClosed |
$325K - $370K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-358Closed |
$12.5K - $14.3K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-179Closed |
$6.27K - $7.15K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Us Bancorp \De\
|
SELL
|
- |
-100Closed |
$3.5K - $3.99K
|
0
$0
|
|
|
Oct 26, 2018
Q3 2018
|
Good Life Advisors, LLC
|
SELL
|
- |
-20.8KClosed |
$730K - $832K
|
0
$0
|
|
|
Oct 03, 2018
Q3 2018
|
Juncture Wealth Strategies, LLC
|
SELL
|
- |
-15KClosed |
$527K - $600K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-252Closed |
$9.44K - $11.3K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-100Closed |
$3.75K - $4.47K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-36.7KClosed |
$1.38M - $1.64M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-144Closed |
$5.39K - $6.43K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
3 Edge Asset Management, LP
|
SELL
|
- |
-135KClosed |
$5.67M - $6.39M
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.8KClosed |
$672K - $729K
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bristlecone Advisors, LLC
|
SELL
|
- |
-715Closed |
$28.6K - $31K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$40.8 - $41.4
|
1
$39.1
|
|
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-300Closed |
$12.2K - $12.4K
|
0
$0
|
|