Purchases and Sales Made in Q1 2023 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
661K+ 157.68% |
$24.3M - $26.9M
|
1.08M
$42.2M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
504K+ 130.06% |
$18.5M - $20.5M
|
892K
$34.9M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
339K+ 1333.89% |
$12.5M - $13.8M
|
365K
$14.2M
|
|
Apr 26, 2023
Q1 2023
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
272KNew |
$9.98M - $11M
|
272K
$10.6M
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
232K+ 46465.2% |
$8.54M - $9.44M
|
233K
$9.1M
|
|
Apr 06, 2023
Q1 2023
|
Sterling Manor Financial, LLC
|
BUY
|
- |
121KNew |
$4.44M - $4.91M
|
121K
$4.72M
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
107K+ 137.5% |
$3.94M - $4.36M
|
185K
$7.24M
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
57.3K+ 146.95% |
$2.11M - $2.33M
|
96.3K
$3.76M
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
56.8KNew |
$2.09M - $2.31M
|
56.8K
$2.22M
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
54.1KNew |
$1.99M - $2.2M
|
54.1K
$2.12M
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
BUY
|
- |
53.7KNew |
$1.97M - $2.18M
|
53.7K
$2.1M
|
|
May 05, 2023
Q1 2023
|
All Gen Financial Advisors, Inc.
Orlando, FL |
BUY
|
- |
53KNew |
$1.95M - $2.15M
|
53K
$2.07M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
46.9K+ 22.06% |
$1.72M - $1.91M
|
260K
$10.1M
|
|
Apr 14, 2023
Q1 2023
|
Bridge Advisory, LLC
|
BUY
|
- |
46.5KNew |
$1.71M - $1.89M
|
46.5K
$1.82M
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
42K+ 416.07% |
$1.54M - $1.71M
|
52.1K
$2.04M
|
|
May 15, 2023
Q1 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
35.9KNew |
$1.32M - $1.46M
|
35.9K
$1.4M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
35.8K+ 30.49% |
$1.31M - $1.45M
|
153K
$5.99M
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
33.7KNew |
$1.24M - $1.37M
|
33.7K
$1.32M
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
29.8K+ 577.19% |
$1.09M - $1.21M
|
35K
$1.37M
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
26.2K+ 40.29% |
$961K - $1.06M
|
91.1K
$3.56M
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
21.6KNew |
$795K - $880K
|
21.6K
$846K
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20KNew |
$736K - $814K
|
20K
$783K
|
|
Jan 24, 2024
Q1 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
17.6KNew |
$646K - $714K
|
17.6K
$687K
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17KNew |
$625K - $692K
|
17K
$665K
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
16KNew |
$587K - $650K
|
16K
$625K
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
14K+ 357.54% |
$515K - $570K
|
17.9K
$701K
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12.7KNew |
$467K - $516K
|
12.7K
$496K
|
|
Jul 03, 2024
Q1 2023
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
10.8KNew |
$397K - $439K
|
10.8K
$422K
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
10.5K+ 75.7% |
$386K - $427K
|
24.4K
$954K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9.5K+ 38.59% |
$349K - $386K
|
34.1K
$1.33M
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
9.08KNew |
$333K - $369K
|
9.08K
$355K
|
|
May 12, 2023
Q1 2023
|
Old Mission Capital LLC
|
BUY
|
- |
7.89K+ 123.76% |
$290K - $321K
|
14.3K
$558K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.38K+ 6.96% |
$234K - $259K
|
98.1K
$3.83M
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
5.55KNew |
$204K - $226K
|
5.55K
$217K
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
5.37K+ 14.71% |
$197K - $218K
|
41.8K
$1.64M
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.93K+ 26.24% |
$144K - $160K
|
18.9K
$739K
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
BUY
|
- |
2.29K+ 440.85% |
$84.1K - $93K
|
2.81K
$110K
|
|
Apr 12, 2023
Q1 2023
|
Worth Asset Management, LLC
|
BUY
|
- |
1.95KNew |
$71.6K - $79.3K
|
1.95K
$76.2K
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.76K+ 16.45% |
$64.8K - $71.7K
|
12.5K
$488K
|
|
Apr 07, 2023
Q1 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
1.53K+ 9.05% |
$56.4K - $62.4K
|
18.5K
$723K
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.49K+ 6.61% |
$54.6K - $60.4K
|
23.9K
$936K
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
976+ 10.54% |
$35.9K - $39.7K
|
10.2K
$400K
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
971+ 1.47% |
$35.7K - $39.5K
|
67.2K
$2.63M
|
|
May 12, 2023
Q1 2023
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
738+ 1.49% |
$27.1K - $30K
|
50.4K
$1.97M
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
503New |
$18.5K - $20.4K
|
503
$19.7K
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
258New |
$9.48K - $10.5K
|
258
$10.1K
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
220+ 39.22% |
$8.08K - $8.94K
|
781
$30.5K
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
210+ 0.46% |
$7.72K - $8.54K
|
46.3K
$1.81M
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
117+ 1.82% |
$4.3K - $4.76K
|
6.56K
$256K
|
|
May 01, 2023
Q1 2023
|
Lincoln National Corp
|
BUY
|
- |
55+ 0.41% |
$2.02K - $2.24K
|
13.4K
$522K
|