Purchases and Sales Made in Q3 2023 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-293- 1.98% |
$10.6K - $11.6K
|
14.5K
$568K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-378- 4.28% |
$13.7K - $14.9K
|
8.45K
$330K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-462- 0.2% |
$16.8K - $18.2K
|
232K
$9.09M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-640- 74.51% |
$23.3K - $25.3K
|
219
$8.56K
|
|
|
Oct 11, 2023
Q3 2023
|
626 Financial, LLC
|
SELL
|
- |
-858- 0.46% |
$31.2K - $33.9K
|
187K
$7.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.13K- 9.84% |
$41.1K - $44.7K
|
10.4K
$405K
|
|
|
Oct 19, 2023
Q3 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-1.8K- 3.85% |
$65.6K - $71.2K
|
45K
$1.76M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.9K- 76.65% |
$69.2K - $75.2K
|
580
$22.7K
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.95K- 13.8% |
$70.7K - $76.8K
|
12.2K
$475K
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-2.29K- 12.53% |
$83.1K - $90.3K
|
16K
$624K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-2.66K- 32.79% |
$96.6K - $105K
|
5.45K
$213K
|
|
|
Nov 09, 2023
Q3 2023
|
Fischer Investment Strategies, LLC
Westlake Village, CA |
SELL
|
- |
-2.98K- 7.93% |
$108K - $118K
|
34.6K
$1.35M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3K- 2.9% |
$109K - $118K
|
101K
$3.93M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-35.6K- 70.54% |
$1.3M - $1.41M
|
14.9K
$582K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-73K- 84.23% |
$2.65M - $2.88M
|
13.7K
$534K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-189K- 93.85% |
$6.88M - $7.48M
|
12.4K
$485K
|