Purchases and Sales Made in Q4 2021 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
44.1K+ 318.33% |
$1.73M - $1.88M
|
58K
$2.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
32.7K+ 115.17% |
$1.28M - $1.39M
|
61K
$2.38M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
27K+ 31.42% |
$1.06M - $1.15M
|
113K
$4.42M
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
24.9KNew |
$979K - $1.06M
|
24.9K
$973K
|
|
|
Feb 04, 2022
Q4 2021
|
Ameraudi Asset Management, Inc.
|
BUY
|
- |
24K+ 26.27% |
$942K - $1.02M
|
115K
$4.5M
|
|
|
Feb 07, 2022
Q4 2021
|
Gen Trust, LLC
|
BUY
|
- |
20.1K+ 6.01% |
$792K - $859K
|
355K
$13.9M
|
|
|
May 06, 2022
Q4 2021
|
Empirical Asset Management, LLC
|
BUY
|
- |
18.1KNew |
$713K - $773K
|
18.1K
$709K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
8.46KNew |
$333K - $361K
|
8.46K
$331K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.26K+ 26.64% |
$285K - $309K
|
34.5K
$1.35M
|
|
|
Jan 11, 2022
Q4 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
5.5K+ 7.69% |
$216K - $234K
|
77K
$3.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.02K+ 13.04% |
$198K - $214K
|
43.6K
$1.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.51K+ 4.97% |
$98.8K - $107K
|
53.1K
$2.08M
|
|
|
Jan 11, 2022
Q4 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
1.99K+ 15.96% |
$78.3K - $84.9K
|
14.5K
$565K
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.63K+ 8.69% |
$64.1K - $69.5K
|
20.4K
$797K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.54K+ 3.61% |
$60.7K - $65.8K
|
44.3K
$1.73M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.07K+ 17.12% |
$42.2K - $45.7K
|
7.34K
$287K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
414+ 0.36% |
$16.3K - $17.6K
|
115K
$4.51M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
300New |
$11.8K - $12.8K
|
300
$11.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
287New |
$11.3K - $12.2K
|
287
$11.2K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
242+ 4.59% |
$9.52K - $10.3K
|
5.51K
$215K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
133New |
$5.23K - $5.67K
|
133
$5.2K
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
132New |
$5.19K - $5.63K
|
132
$5.16K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
75New |
$2.95K - $3.2K
|
75
$2.93K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
55+ 0.68% |
$2.16K - $2.34K
|
8.1K
$317K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
26+ 0.05% |
$1.02K - $1.11K
|
49.9K
$1.95M
|
|
|
Jan 28, 2022
Q4 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
17+ 0.46% |
$668 - $725
|
3.67K
$144K
|
|
|
Jan 18, 2022
Q4 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-53- 0.39% |
$2.08K - $2.26K
|
13.6K
$532K
|
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-65Closed |
$2.56K - $2.77K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-100Closed |
$3.93K - $4.26K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-128- 0.82% |
$5.03K - $5.46K
|
15.4K
$603K
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-128- 22.03% |
$5.03K - $5.46K
|
453
$17.7K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-300- 16.13% |
$11.8K - $12.8K
|
1.56K
$61K
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
SELL
|
- |
-387Closed |
$15.2K - $16.5K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-517Closed |
$20.3K - $22K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-729- 7.32% |
$28.7K - $31.1K
|
9.23K
$361K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-748- 11.13% |
$29.4K - $31.9K
|
5.97K
$233K
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-788- 9.93% |
$31K - $33.6K
|
7.15K
$279K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.12K- 21.07% |
$44K - $47.7K
|
4.2K
$164K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.28K- 1.35% |
$50.5K - $54.7K
|
94.2K
$3.68M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.89KClosed |
$74.3K - $80.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.45K- 13.51% |
$96.5K - $105K
|
15.7K
$614K
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-2.56KClosed |
$101K - $109K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-3.2K- 20.34% |
$126K - $136K
|
12.5K
$490K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.47K- 5.92% |
$137K - $148K
|
55.2K
$2.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.49K- 1.63% |
$137K - $149K
|
211K
$8.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.74K- 5.75% |
$186K - $202K
|
77.6K
$3.03M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.16K- 35.47% |
$203K - $220K
|
9.38K
$367K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5.66K- 72.17% |
$222K - $241K
|
2.18K
$85.3K
|
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-5.96K- 20.96% |
$234K - $254K
|
22.5K
$879K
|
|
|
Feb 14, 2022
Q4 2021
|
626 Financial, LLC
|
SELL
|
- |
-12K- 6.06% |
$472K - $512K
|
186K
$7.27M
|