Purchases and Sales Made in Q4 2022 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
287K+ 216.29% |
$9.19M - $11.2M
|
419K
$16.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
129KNew |
$4.12M - $5.03M
|
129K
$5.02M
|
|
|
Feb 16, 2023
Q4 2022
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
84.6KNew |
$2.71M - $3.32M
|
84.6K
$3.31M
|
|
|
Feb 15, 2023
Q4 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
84.6KNew |
$2.71M - $3.32M
|
84.6K
$3.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
82.7K+ 27.11% |
$2.65M - $3.24M
|
388K
$15.2M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
77.9KNew |
$2.5M - $3.05M
|
77.9K
$3.05M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
59.8K+ 187.7% |
$1.92M - $2.34M
|
91.7K
$3.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
49.7KNew |
$1.59M - $1.95M
|
49.7K
$1.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.2K+ 164.47% |
$778K - $950K
|
39K
$1.52M
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
16.4K+ 81.36% |
$525K - $641K
|
36.5K
$1.43M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
13.4K+ 202.69% |
$428K - $523K
|
19.9K
$780K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.3K+ 110.1% |
$427K - $522K
|
25.4K
$994K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.9K+ 6.47% |
$415K - $506K
|
213K
$8.31M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
10.7KNew |
$344K - $420K
|
10.7K
$419K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
9.26KNew |
$297K - $363K
|
9.26K
$362K
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
9.1KNew |
$292K - $357K
|
9.1K
$356K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
6.38KNew |
$205K - $250K
|
6.38K
$249K
|
|
|
Jan 24, 2023
Q4 2022
|
626 Financial, LLC
|
BUY
|
- |
6.1K+ 3.21% |
$196K - $239K
|
196K
$7.66M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
5.35K+ 13.13% |
$172K - $209K
|
46.1K
$1.8M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
5.34K+ 4.76% |
$171K - $209K
|
117K
$4.59M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.28K+ 7.07% |
$137K - $168K
|
64.9K
$2.54M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.91KNew |
$93.2K - $114K
|
2.91K
$114K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
2.46K+ 3.86% |
$79K - $96.5K
|
66.2K
$2.59M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.68KNew |
$53.7K - $65.6K
|
1.68K
$65.5K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.59K+ 10.4% |
$51.1K - $62.4K
|
16.9K
$661K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.57K+ 6.81% |
$50.4K - $61.6K
|
24.6K
$963K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.36KNew |
$43.6K - $53.2K
|
1.36K
$53.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.15K+ 1.99% |
$37K - $45.1K
|
59K
$2.31M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
740+ 7.91% |
$23.7K - $29K
|
10.1K
$394K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
BUY
|
- |
514+ 4.02% |
$16.5K - $20.1K
|
13.3K
$520K
|
|
|
Feb 06, 2023
Q4 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
400New |
$12.8K - $15.7K
|
400
$15.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
226New |
$7.25K - $8.85K
|
226
$8.83K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
71+ 0.32% |
$2.28K - $2.78K
|
22.5K
$878K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4New |
$128 - $157
|
4
$156
|
|
|
Feb 06, 2023
Q4 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
1+ 0.72% |
$32.1 - $39.2
|
139
$5.43K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-25- 0.63% |
$802 - $980
|
3.92K
$153K
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-96- 0.69% |
$3.08K - $3.76K
|
13.9K
$543K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-199- 1.31% |
$6.38K - $7.8K
|
15K
$585K
|
|
|
Feb 02, 2023
Q4 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
SELL
|
- |
-670- 7.55% |
$21.5K - $26.3K
|
8.21K
$321K
|
|
|
Feb 09, 2023
Q4 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-697- 63.54% |
$22.4K - $27.3K
|
400
$15.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-1.07K- 4.28% |
$34.2K - $41.8K
|
23.8K
$931K
|
|
|
Jan 31, 2023
Q4 2022
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.23K- 8.27% |
$39.6K - $48.3K
|
13.7K
$535K
|
|
|
Jan 23, 2023
Q4 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.3K- 12.13% |
$41.6K - $50.8K
|
9.39K
$367K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.45K- 21.98% |
$46.6K - $57K
|
5.16K
$202K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.49K- 1.74% |
$47.7K - $58.3K
|
84.2K
$3.29M
|
|
|
Jan 26, 2023
Q4 2022
|
American Financial Advisors, LLC
|
SELL
|
- |
-2.65K- 15.59% |
$85.1K - $104K
|
14.4K
$561K
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-6.77K- 51.25% |
$217K - $265K
|
6.44K
$252K
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8.88K- 6.27% |
$285K - $348K
|
133K
$5.2M
|