Purchases and Sales Made in Q4 2023 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-847- 9.55% |
$30.2K - $32.6K
|
8.02K
$314K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-947- 6.36% |
$33.7K - $36.4K
|
13.9K
$545K
|
|
|
Jan 30, 2024
Q4 2023
|
Archer Investment Corp
|
SELL
|
- |
-1.3K- 1.99% |
$46.2K - $49.9K
|
64.1K
$2.51M
|
|
|
Jan 05, 2024
Q4 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.51K- 11.08% |
$53.9K - $58.2K
|
12.1K
$475K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.75K- 0.75% |
$62.4K - $67.4K
|
231K
$9.02M
|
|
|
Jan 31, 2024
Q4 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.84K- 15.13% |
$65.4K - $70.7K
|
10.3K
$403K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.39K- 28.3% |
$85.2K - $91.9K
|
6.06K
$237K
|
|
|
Jul 03, 2024
Q4 2023
|
Mills Wealth Advisors LLC
Southlake, TX |
SELL
|
- |
-2.59K- 21.49% |
$92.2K - $99.6K
|
9.47K
$370K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.48K- 26.3% |
$124K - $134K
|
9.76K
$381K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.1K- 5.22% |
$146K - $157K
|
74.3K
$2.91M
|
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-5.56K- 11.8% |
$198K - $214K
|
41.6K
$1.63M
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-6.31K- 5.22% |
$225K - $243K
|
115K
$4.48M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.86K- 1.29% |
$244K - $264K
|
526K
$20.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.39K- 7.35% |
$263K - $284K
|
93.2K
$3.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.66K- 1.99% |
$273K - $295K
|
378K
$14.8M
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-9.18K- 13.58% |
$327K - $353K
|
58.4K
$2.28M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.5K- 10.69% |
$376K - $405K
|
88.1K
$3.45M
|
|
|
Jan 17, 2024
Q4 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-10.9K- 24.21% |
$388K - $419K
|
34.1K
$1.33M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-26.2K- 13.11% |
$931K - $1.01M
|
173K
$6.78M
|
|
|
Jan 11, 2024
Q4 2023
|
626 Financial, LLC
|
SELL
|
- |
-30.1K- 16.15% |
$1.07M - $1.16M
|
157K
$6.12M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-43.4K- 25.0% |
$1.55M - $1.67M
|
130K
$5.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-58.5K- 87.64% |
$2.08M - $2.25M
|
8.25K
$323K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-519K- 37.31% |
$18.5M - $19.9M
|
872K
$34.1M
|