Purchases and Sales Made in Q4 2019 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2020
Q4 2019
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
18.6KNew |
$243K - $268K
|
18.6K
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
BUY
|
- |
18.5K+ 40.64% |
$242K - $267K
|
64K
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
15.8K+ 64.3% |
$207K - $229K
|
40.4K
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Shaker Financial Services, LLC
|
BUY
|
- |
10.3KNew |
$135K - $149K
|
10.3K
$0
|
|
|
Feb 12, 2020
Q4 2019
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
7.52K+ 8.43% |
$98.3K - $109K
|
96.7K
$0
|
|
|
Mar 16, 2020
Q4 2019
|
Tfg Advisers LLC
|
BUY
|
- |
4.86KNew |
$63.6K - $70.2K
|
4.86K
$0
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
1.78KNew |
$23.3K - $25.8K
|
1.78K
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
800+ 0.11% |
$10.5K - $11.6K
|
702K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
BUY
|
- |
641+ 6.57% |
$8.38K - $9.26K
|
10.4K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
262New |
$3.43K - $3.79K
|
262
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
209New |
$2.73K - $3.02K
|
209
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21- 0.06% |
$275 - $303
|
35.6K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-83- 0.79% |
$1.09K - $1.2K
|
10.4K
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-126- 0.44% |
$1.65K - $1.82K
|
28.4K
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-375- 3.18% |
$4.91K - $5.42K
|
11.4K
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-750Closed |
$9.81K - $10.8K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-1.78KClosed |
$23.3K - $25.8K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-3.18K- 8.54% |
$41.6K - $45.9K
|
34K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-9.85K- 4.73% |
$129K - $142K
|
198K
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-21.7K- 99.93% |
$284K - $313K
|
16
$0
|