Purchases and Sales Made in Q4 2020 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
24.8K+ 18.84% |
$300K - $361K
|
156K
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Shaker Financial Services, LLC
|
BUY
|
- |
11.8K+ 42.2% |
$142K - $172K
|
39.6K
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Global Retirement Partners, LLC
|
BUY
|
- |
6.94KNew |
$84.1K - $101K
|
6.94K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.35K+ 17.43% |
$40.7K - $49K
|
22.6K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.73K+ 9.01% |
$33.1K - $39.8K
|
33K
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.22KNew |
$27K - $32.5K
|
2.22K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
751+ 5.44% |
$9.1K - $11K
|
14.6K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
516New |
$6.25K - $7.53K
|
516
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Cwm, LLC
|
BUY
|
- |
205+ 11.49% |
$2.48K - $2.99K
|
1.99K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-205- 10.31% |
$2.48K - $2.99K
|
1.78K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-209Closed |
$2.53K - $3.05K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-450- 3.8% |
$5.45K - $6.57K
|
11.4K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.29KClosed |
$15.6K - $18.8K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-2.22K- 1.17% |
$26.9K - $32.4K
|
188K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-3K- 0.42% |
$36.4K - $43.8K
|
708K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-4.43K- 42.41% |
$53.7K - $64.7K
|
6.02K
$0
|
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.75K- 6.03% |
$57.6K - $69.4K
|
74.1K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13K- 6.72% |
$158K - $190K
|
181K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.5KClosed |
$164K - $197K
|
0
$0
|