Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 27, 2025
Q4 2024
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
13+ 6.47% |
$201 - $213
|
214
$3.4K
|
|
|
Feb 27, 2025
Q4 2024
|
Chelsea Counsel CO
|
SELL
|
- |
-1.78K- 36.22% |
$27.4K - $29.1K
|
3.13K
$49.7K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21.1K- 27.0% |
$325K - $346K
|
57K
$906K
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
9.97K+ 94.91% |
$154K - $164K
|
20.5K
$325K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
26.4K+ 23.22% |
$408K - $434K
|
140K
$2.23M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
714+ 0.69% |
$11K - $11.7K
|
105K
$1.66M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2.45KNew |
$37.8K - $40.2K
|
2.45K
$38.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-37.2K- 8.28% |
$573K - $610K
|
411K
$6.54M
|
|
|
Feb 14, 2025
Q4 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-240K- 47.76% |
$3.7M - $3.94M
|
262K
$4.17M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
39.9KNew |
$615K - $654K
|
39.9K
$633K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.15K- 1.97% |
$48.6K - $51.7K
|
157K
$2.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.55K- 1.27% |
$54.8K - $58.3K
|
276K
$4.38M
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15.1KNew |
$233K - $248K
|
15.1K
$240K
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
15.6KNew |
$241K - $257K
|
15.6K
$248K
|
|
|
Feb 14, 2025
Q4 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-47.6K- 54.85% |
$735K - $782K
|
39.2K
$623K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-143K- 29.56% |
$2.21M - $2.35M
|
341K
$5.42M
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
70.9KNew |
$1.09M - $1.16M
|
70.9K
$1.13M
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
56.6K+ 467.19% |
$873K - $929K
|
68.7K
$1.09M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-726- 12.53% |
$11.2K - $11.9K
|
5.07K
$80.5K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-303K- 31.57% |
$4.68M - $4.98M
|
657K
$10.4M
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
11.8KNew |
$182K - $193K
|
11.8K
$187K
|
|
|
Feb 13, 2025
Q4 2024
|
Mcia Inc
|
BUY
|
- |
142+ 0.16% |
$2.19K - $2.33K
|
89.1K
$1.42M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
71K+ 11.11% |
$1.1M - $1.17M
|
710K
$11.3M
|
|
|
Feb 13, 2025
Q4 2024
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
42+ 0.37% |
$648 - $690
|
11.3K
$179K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
18+ 1.12% |
$278 - $296
|
1.63K
$25.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
274KNew |
$4.23M - $4.5M
|
274K
$4.36M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.42K- 12.18% |
$37.3K - $39.7K
|
17.4K
$277K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17.7KNew |
$273K - $290K
|
17.7K
$281K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
25.6K+ 18.72% |
$395K - $420K
|
162K
$2.58M
|
|
|
Feb 13, 2025
Q4 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.28K- 1.42% |
$19.7K - $20.9K
|
88.2K
$1.4M
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.02K- 4.05% |
$77.4K - $82.4K
|
119K
$1.89M
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
98New |
$1.51K - $1.61K
|
98
$1.56K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14.3K+ 29.13% |
$221K - $235K
|
63.4K
$1.01M
|
|
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
74K+ 14.85% |
$1.14M - $1.22M
|
572K
$9.09M
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
229K+ 283.19% |
$3.54M - $3.76M
|
310K
$4.93M
|
|
|
Feb 12, 2025
Q4 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.4K- 7.71% |
$67.9K - $72.2K
|
52.7K
$837K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.2KNew |
$189K - $201K
|
12.2K
$194K
|
|
|
Feb 12, 2025
Q4 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
139K+ 60.71% |
$2.15M - $2.28M
|
368K
$5.85M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
566K+ 184.73% |
$8.73M - $9.3M
|
873K
$13.9M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-122- 0.44% |
$1.88K - $2K
|
27.4K
$436K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
121K+ 50.68% |
$1.87M - $1.99M
|
361K
$5.74M
|
|
|
Feb 12, 2025
Q4 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
6.58K+ 62.68% |
$101K - $108K
|
17.1K
$271K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.41K+ 1.38% |
$68.1K - $72.5K
|
324K
$5.14M
|
|
|
Feb 10, 2025
Q4 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.27K+ 4.33% |
$35K - $37.3K
|
54.6K
$868K
|
|
|
Feb 10, 2025
Q4 2024
|
Family Firm, Inc.
|
SELL
|
- |
-2.59K- 2.05% |
$40K - $42.6K
|
124K
$1.97M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-40.2K- 17.44% |
$620K - $660K
|
190K
$3.02M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.8K- 8.01% |
$105K - $112K
|
78.1K
$1.24M
|
|
|
Feb 07, 2025
Q4 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
5.21K+ 4.25% |
$80.4K - $85.6K
|
128K
$2.03M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
13.5KNew |
$208K - $222K
|
13.5K
$215K
|