Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.79K+ 11.3% |
$28K - $29.1K
|
17.6K
$266K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
100+ 3.53% |
$1.56K - $1.62K
|
2.94K
$44.2K
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-468- 0.37% |
$7.31K - $7.6K
|
127K
$1.92M
|
|
|
Apr 16, 2025
Q1 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
4+ 1.87% |
$62.5 - $64.9
|
218
$3.28K
|
|
|
Apr 15, 2025
Q1 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
186+ 3.6% |
$2.91K - $3.02K
|
5.35K
$80.6K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-700- 0.99% |
$10.9K - $11.4K
|
70.2K
$1.06M
|
|
|
Apr 14, 2025
Q1 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.06K- 2.29% |
$32.2K - $33.5K
|
88K
$1.32M
|
|
|
Apr 14, 2025
Q1 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.77% |
$250 - $260
|
918
$13.8K
|
|
|
Apr 11, 2025
Q1 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
3.87K+ 27.62% |
$60.5K - $62.8K
|
17.9K
$269K
|
|
|
Apr 10, 2025
Q1 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
9.57KNew |
$150K - $155K
|
9.57K
$144K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
34.4K+ 18.65% |
$537K - $558K
|
219K
$3.29M
|
|
|
Apr 09, 2025
Q1 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-150- 2.91% |
$2.34K - $2.43K
|
5K
$75.3K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
315New |
$4.92K - $5.11K
|
315
$4.74K
|
|
|
Apr 09, 2025
Q1 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
118+ 0.65% |
$1.84K - $1.92K
|
18.2K
$274K
|
|
|
Apr 04, 2025
Q1 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-2.13K- 9.14% |
$33.3K - $34.6K
|
21.2K
$319K
|
|
| Q4 2024 | |||||||
|
Apr 15, 2025
Q4 2024
|
Western Wealth Management, LLC
|
BUY
|
- |
39.5KNew |
$609K - $648K
|
39.5K
$595K
|
|
|
Mar 17, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-13.4K- 20.65% |
$206K - $220K
|
51.4K
$774K
|
|
|
Feb 27, 2025
Q4 2024
|
Chelsea Counsel CO
|
SELL
|
- |
-1.78K- 36.22% |
$27.4K - $29.1K
|
3.13K
$47.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
9.97K+ 94.91% |
$154K - $164K
|
20.5K
$308K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
26.4K+ 23.22% |
$408K - $434K
|
140K
$2.11M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
714+ 0.69% |
$11K - $11.7K
|
105K
$1.58M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2.45KNew |
$37.8K - $40.2K
|
2.45K
$36.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-37.2K- 8.28% |
$573K - $610K
|
411K
$6.19M
|
|
|
Feb 14, 2025
Q4 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-240K- 47.76% |
$3.7M - $3.94M
|
262K
$3.95M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
39.9KNew |
$615K - $654K
|
39.9K
$600K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21.1K- 27.0% |
$325K - $346K
|
57K
$859K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.15K- 1.97% |
$48.6K - $51.7K
|
157K
$2.36M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.55K- 1.27% |
$54.8K - $58.3K
|
276K
$4.15M
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15.1KNew |
$233K - $248K
|
15.1K
$227K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-143K- 29.56% |
$2.21M - $2.35M
|
341K
$5.14M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
15.6KNew |
$241K - $257K
|
15.6K
$235K
|
|
|
Feb 14, 2025
Q4 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-47.6K- 54.85% |
$735K - $782K
|
39.2K
$590K
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
70.9KNew |
$1.09M - $1.16M
|
70.9K
$1.07M
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
56.6K+ 467.19% |
$873K - $929K
|
68.7K
$1.03M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-726- 12.53% |
$11.2K - $11.9K
|
5.07K
$76.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-303K- 31.57% |
$4.68M - $4.98M
|
657K
$9.9M
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
11.8KNew |
$182K - $193K
|
11.8K
$177K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Mcia Inc
|
BUY
|
- |
142+ 0.16% |
$2.19K - $2.33K
|
89.1K
$1.34M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
71K+ 11.11% |
$1.1M - $1.17M
|
710K
$10.7M
|
|
|
Feb 13, 2025
Q4 2024
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
42+ 0.37% |
$648 - $690
|
11.3K
$170K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
18+ 1.12% |
$278 - $296
|
1.63K
$24.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
274KNew |
$4.23M - $4.5M
|
274K
$4.13M
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.42K- 12.18% |
$37.3K - $39.7K
|
17.4K
$262K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17.7KNew |
$273K - $290K
|
17.7K
$266K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
25.6K+ 18.72% |
$395K - $420K
|
162K
$2.45M
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14.3K+ 29.13% |
$221K - $235K
|
63.4K
$955K
|
|
|
Feb 13, 2025
Q4 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.28K- 1.42% |
$19.7K - $20.9K
|
88.2K
$1.33M
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.02K- 4.05% |
$77.4K - $82.4K
|
119K
$1.79M
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
98New |
$1.51K - $1.61K
|
98
$1.48K
|
|