Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
30.7K+ 6.27% |
$496K - $520K
|
520K
$8.64M
|
|
|
Nov 03, 2025
Q3 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
8.58K+ 47.98% |
$139K - $145K
|
26.5K
$440K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
1.61K+ 2.26% |
$26.1K - $27.3K
|
73K
$1.21M
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
34+ 0.63% |
$550 - $576
|
5.44K
$90.4K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.84K+ 3.66% |
$29.8K - $31.2K
|
52.1K
$866K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.8K+ 22.31% |
$45.3K - $47.4K
|
15.4K
$255K
|
|
|
Oct 28, 2025
Q3 2025
|
Csenge Advisory Group
|
SELL
|
- |
-19.9K- 5.91% |
$323K - $338K
|
318K
$5.28M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.03K- 6.4% |
$16.6K - $17.4K
|
15K
$249K
|
|
|
Oct 23, 2025
Q3 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-3.62K- 10.67% |
$58.6K - $61.4K
|
30.3K
$504K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-511- 2.51% |
$8.26K - $8.66K
|
19.9K
$330K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.06K- 2.4% |
$33.3K - $34.9K
|
83.9K
$1.39M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-265- 6.96% |
$4.29K - $4.49K
|
3.55K
$58.9K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.05K+ 2.94% |
$114K - $119K
|
247K
$4.11M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
46.9K+ 16.03% |
$758K - $794K
|
339K
$5.64M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-500- 38.46% |
$8.09K - $8.47K
|
800
$13.3K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.71% |
$259 - $271
|
950
$15.8K
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.65K+ 13.24% |
$26.6K - $27.9K
|
14.1K
$234K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 21.74% |
$73.7K - $77.2K
|
25.5K
$424K
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
6.15KNew |
$99.4K - $104K
|
6.15K
$102K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
4.68KNew |
$75.7K - $79.3K
|
4.68K
$77.8K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
146+ 0.12% |
$2.36K - $2.47K
|
124K
$2.07M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-197- 13.05% |
$3.19K - $3.34K
|
1.31K
$21.8K
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
339K+ 229.12% |
$5.48M - $5.74M
|
487K
$8.09M
|
|
|
Oct 14, 2025
Q3 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
3+ 1.35% |
$48.5 - $50.8
|
225
$3.74K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
32.3KNew |
$523K - $548K
|
32.3K
$537K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
19+ 1.12% |
$307 - $322
|
1.72K
$28.6K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
596+ 3.21% |
$9.64K - $10.1K
|
19.2K
$319K
|
|
|
Oct 07, 2025
Q3 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-572- 2.97% |
$9.25K - $9.69K
|
18.7K
$310K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.49K- 2.74% |
$64.4K - $73.1K
|
159K
$2.65M
|
|
|
Aug 26, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
447+ 0.77% |
$6.42K - $7.28K
|
58.7K
$975K
|
|
|
Aug 14, 2025
Q2 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$144K - $163K
|
10K
$166K
|
|
|
Aug 14, 2025
Q2 2025
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$154K - $174K
|
10.7K
$178K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13KNew |
$187K - $212K
|
13K
$216K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$159K - $180K
|
11K
$184K
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
8.8K+ 2.4% |
$126K - $143K
|
375K
$6.24M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$146K - $165K
|
10.1K
$168K
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.8K- 9.11% |
$69K - $78.2K
|
47.9K
$796K
|
|
|
Aug 13, 2025
Q2 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
4.85K+ 24.95% |
$69.7K - $79K
|
24.3K
$404K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-162- 68.35% |
$2.33K - $2.64K
|
75
$1.25K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.61K- 16.55% |
$37.6K - $42.6K
|
13.2K
$219K
|
|
|
Aug 08, 2025
Q2 2025
|
Family Firm, Inc.
|
BUY
|
- |
4.71K+ 3.73% |
$67.6K - $76.7K
|
131K
$2.17M
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.15K+ 5.64% |
$45.3K - $51.3K
|
59K
$981K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
SELL
|
- |
-1K- 23.71% |
$14.4K - $16.3K
|
3.22K
$53.5K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
SELL
|
- |
-302- 57.85% |
$4.34K - $4.92K
|
220
$3.66K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
218+ 1.52% |
$3.13K - $3.55K
|
14.6K
$242K
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-945- 10.05% |
$13.6K - $15.4K
|
8.46K
$141K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-422- 3.61% |
$6.06K - $6.87K
|
11.3K
$187K
|
|
|
Jul 14, 2025
Q2 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.95K+ 8.91% |
$27.9K - $31.7K
|
23.8K
$395K
|
|
|
Jul 14, 2025
Q2 2025
|
Maryland Capital Advisors Inc.
|
BUY
|
- |
5.6KNew |
$80.5K - $91.2K
|
5.6K
$93.1K
|
|