Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.1KNew |
$217K - $252K
|
15.1K
$228K
|
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
9.83K+ 18.19% |
$141K - $164K
|
63.8K
$961K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
10.3KNew |
$148K - $171K
|
10.3K
$154K
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
205+ 3.03% |
$2.95K - $3.42K
|
6.96K
$105K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$848 - $985
|
59
$889
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.54K+ 32.99% |
$108K - $126K
|
30.4K
$458K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.1K+ 7.83% |
$173K - $201K
|
166K
$2.5M
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
23.9KNew |
$344K - $399K
|
23.9K
$360K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-102- 6.14% |
$1.47K - $1.7K
|
1.56K
$23.5K
|
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
59.3KNew |
$853K - $989K
|
59.3K
$893K
|
|
|
Oct 07, 2024
Q3 2024
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-886- 19.37% |
$12.7K - $14.8K
|
3.69K
$55.6K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-529- 69.06% |
$7.32K - $7.82K
|
237
$3.57K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
4.29K+ 13.11% |
$59.3K - $63.4K
|
37K
$557K
|
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
192+ 1.61% |
$2.66K - $2.84K
|
12.1K
$183K
|
|
|
Aug 14, 2024
Q2 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.2KNew |
$432K - $462K
|
31.2K
$470K
|
|
|
Aug 14, 2024
Q2 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-600- 1.26% |
$8.3K - $8.87K
|
46.9K
$706K
|
|
|
Aug 13, 2024
Q2 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.7KNew |
$189K - $203K
|
13.7K
$206K
|
|
|
Aug 13, 2024
Q2 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17K+ 2.27% |
$235K - $251K
|
764K
$11.5M
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
150+ 21.13% |
$2.07K - $2.22K
|
860
$13K
|
|
|
Aug 09, 2024
Q2 2024
|
Rpo LLC
Stamford, CT |
SELL
|
- |
-35K- 75.85% |
$484K - $518K
|
11.1K
$168K
|
|
|
Aug 07, 2024
Q2 2024
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-12.6K- 38.84% |
$175K - $187K
|
19.9K
$299K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.2KNew |
$252K - $269K
|
18.2K
$274K
|
|
|
Jul 23, 2024
Q2 2024
|
Allworth Financial LP
|
BUY
|
- |
1.5K+ 55.19% |
$20.7K - $22.2K
|
4.22K
$63.5K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-165- 4.15% |
$2.28K - $2.44K
|
3.81K
$57.4K
|
|
| Q1 2024 | |||||||
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
3.5KNew |
$48.9K - $52K
|
3.5K
$52.7K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-158- 3.8% |
$2.21K - $2.35K
|
4K
$60.2K
|
|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
1K+ 8.66% |
$14K - $14.9K
|
12.6K
$189K
|
|
|
May 15, 2024
Q1 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-105K- 67.35% |
$1.46M - $1.55M
|
50.7K
$763K
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
10.2KNew |
$142K - $151K
|
10.2K
$153K
|
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.4KNew |
$145K - $155K
|
10.4K
$157K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
500New |
$6.99K - $7.43K
|
500
$7.53K
|
|
|
May 14, 2024
Q1 2024
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-8.8K- 8.65% |
$123K - $131K
|
92.9K
$1.4M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.95K- 3.93% |
$69.1K - $73.5K
|
121K
$1.82M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
16.6KNew |
$232K - $246K
|
16.6K
$250K
|
|
|
May 13, 2024
Q1 2024
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
2.41K+ 1.65% |
$33.6K - $35.8K
|
148K
$2.23M
|
|
|
May 13, 2024
Q1 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
14.6KNew |
$204K - $218K
|
14.6K
$220K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.9K- 37.86% |
$180K - $192K
|
21.2K
$319K
|
|
|
Apr 26, 2024
Q1 2024
|
Life Steps Financial, Inc.
|
BUY
|
- |
300New |
$4.19K - $4.46K
|
300
$4.52K
|
|
|
Apr 24, 2024
Q1 2024
|
Private Trust CO Na
|
BUY
|
- |
3.35K+ 47.11% |
$46.7K - $49.7K
|
10.4K
$157K
|
|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
161KNew |
$2.25M - $2.39M
|
161K
$2.42M
|
|
| Q4 2023 | |||||||
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-2K- 8.0% |
$23.9K - $28.1K
|
23K
$346K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
21.4KNew |
$255K - $300K
|
21.4K
$322K
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
11New |
$131 - $155
|
11
$166
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
2.5KNew |
$29.8K - $35.2K
|
2.5K
$37.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.5K+ 670.75% |
$161K - $190K
|
15.5K
$234K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
88.6K+ 557.4% |
$1.06M - $1.25M
|
105K
$1.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
74.6KNew |
$890K - $1.05M
|
74.6K
$1.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
900New |
$10.7K - $12.7K
|
900
$13.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.49K- 57.23% |
$17.7K - $20.9K
|
1.11K
$16.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
61New |
$728 - $858
|
61
$919
|
|