Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
9.33K+ 44.63% |
$111K - $131K
|
30.2K
$455K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.1KNew |
$121K - $142K
|
10.1K
$152K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-942- 7.41% |
$11.2K - $13.2K
|
11.8K
$177K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
403+ 2.5% |
$4.81K - $5.67K
|
16.5K
$249K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$128K - $150K
|
10.7K
$161K
|
|
| Q3 2023 | |||||||
|
Oct 25, 2023
Q3 2023
|
Fortune Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
10KNew |
$128K - $140K
|
10K
$151K
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
35.4KNew |
$451K - $494K
|
35.4K
$533K
|
|
| Q2 2023 | |||||||
|
Aug 13, 2024
Q2 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-400Closed |
$5.07K - $5.86K
|
0
$0
|
|
|
Sep 12, 2023
Q2 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
1.73KNew |
$21.9K - $25.3K
|
1.73K
$26.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-5.15K- 17.98% |
$65.2K - $75.3K
|
23.5K
$353K
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-260- 39.39% |
$3.29K - $3.81K
|
400
$6.02K
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 6.28% |
$12.7K - $14.6K
|
14.9K
$225K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
350New |
$4.59K - $6.15K
|
350
$5.27K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-400- 2.95% |
$5.24K - $7.03K
|
13.2K
$198K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$154K - $207K
|
11.8K
$178K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
600+ 13.43% |
$7.86K - $10.5K
|
5.07K
$76.3K
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.1KNew |
$172K - $231K
|
13.1K
$198K
|
|
|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
59.9K+ 50.47% |
$784K - $1.05M
|
178K
$2.69M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.1K- 60.41% |
$159K - $213K
|
7.96K
$120K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.73KNew |
$22.6K - $30.4K
|
1.73K
$26K
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
16.9KNew |
$221K - $297K
|
16.9K
$254K
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
BUY
|
- |
2.46KNew |
$32.3K - $43.3K
|
2.46K
$37.1K
|
|
| Q4 2022 | |||||||
|
Oct 02, 2023
Q4 2022
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
30+ 0.23% |
$435 - $471
|
13.1K
$197K
|
|
|
Feb 14, 2023
Q4 2022
|
Sanctuary Wealth Management, L.L.C.
|
BUY
|
- |
359New |
$5.21K - $5.64K
|
359
$5.41K
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
35KNew |
$508K - $551K
|
35K
$528K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
30KNew |
$435K - $471K
|
30K
$451K
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
35.6KNew |
$516K - $559K
|
35.6K
$536K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
2.58KNew |
$37.5K - $40.6K
|
2.58K
$38.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
BUY
|
- |
186New |
$2.7K - $2.92K
|
186
$2.8K
|
|
|
Jan 25, 2023
Q4 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-4.61K- 20.32% |
$66.9K - $72.4K
|
18.1K
$272K
|
|
|
Jan 20, 2023
Q4 2022
|
Affiance Financial, LLC
|
BUY
|
- |
1.99KNew |
$28.8K - $31.2K
|
1.99K
$29.9K
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
11+ 0.04% |
$160 - $173
|
28.6K
$431K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
600New |
$8.71K - $9.43K
|
600
$9.04K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.93KNew |
$87.1K - $109K
|
5.93K
$89.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
50+ 0.01% |
$735 - $920
|
356K
$5.36M
|
|
|
Oct 17, 2022
Q3 2022
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
497New |
$7.31K - $9.14K
|
497
$7.48K
|
|
| Q2 2022 | |||||||
|
Feb 13, 2025
Q2 2022
|
Nfp Retirement, Inc.
Aliso Viejo, CA |
SELL
|
- |
-10.3KClosed |
$168K - $207K
|
0
$0
|
|
|
Nov 09, 2022
Q2 2022
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-1.5K- 4.44% |
$24.6K - $30.2K
|
32.3K
$486K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.87KNew |
$112K - $138K
|
6.87K
$103K
|
|
|
Aug 15, 2022
Q2 2022
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1.4KNew |
$22.9K - $28.2K
|
1.4K
$21.1K
|
|
|
Aug 15, 2022
Q2 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.04K- 3.62% |
$17K - $20.9K
|
27.6K
$416K
|
|
|
Aug 15, 2022
Q2 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
39.8KNew |
$651K - $802K
|
39.8K
$599K
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.8KClosed |
$177K - $218K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-5.5K- 28.2% |
$90K - $111K
|
14K
$211K
|
|
|
Aug 10, 2022
Q2 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
670New |
$11K - $13.5K
|
670
$10.1K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.88KNew |
$30.7K - $37.8K
|
1.88K
$28.2K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-500Closed |
$8.19K - $10.1K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.58K- 9.06% |
$25.8K - $31.7K
|
15.8K
$238K
|
|
|
Aug 04, 2022
Q2 2022
|
Addison Advisors LLC
|
SELL
|
- |
-432Closed |
$7.07K - $8.7K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-14.5KClosed |
$237K - $292K
|
0
$0
|
|