Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 26, 2022
Q1 2022
|
Arrow Financial Corp
|
SELL
|
- |
-574Closed |
$10.6K - $12.4K
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Selective Wealth Management, Inc.
|
BUY
|
- |
2.5KNew |
$46.2K - $54.1K
|
2.5K
$39.2K
|
|
Apr 20, 2022
Q1 2022
|
Bank Of New Hampshire
|
BUY
|
- |
1.25KNew |
$23.1K - $27K
|
1.25K
$19.6K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-5.01KClosed |
$92.5K - $108K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
1.24KNew |
$26.3K - $28K
|
1.24K
$19.3K
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-11KClosed |
$235K - $250K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.81KClosed |
$38.4K - $41K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-129KClosed |
$2.75M - $2.93M
|
0
$0
|
|
Feb 01, 2022
Q4 2021
|
Danda Trouve Investment Management, Inc.
|
BUY
|
- |
27+ 1.0% |
$575 - $613
|
2.72K
$42.6K
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.8KClosed |
$38.3K - $40.8K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 16, 2021
Q3 2021
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
10.9KNew |
$240K - $254K
|
10.9K
$171K
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2.75KNew |
$60.7K - $64.1K
|
2.75K
$43.1K
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
5.16KNew |
$114K - $120K
|
5.16K
$80.8K
|
|
Q2 2021 | |||||||
Jul 17, 2024
Q2 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-158Closed |
$3.47K - $3.76K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-4.2KClosed |
$92.3K - $99.9K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-33Closed |
$725 - $785
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-133Closed |
$2.92K - $3.16K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-41KClosed |
$901K - $975K
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-9.47KClosed |
$208K - $225K
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Whittier Trust CO
|
SELL
|
- |
-248Closed |
$5.45K - $5.9K
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.78KClosed |
$193K - $209K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-211Closed |
$4.64K - $5.02K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-1KClosed |
$22K - $23.8K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
20.5KNew |
$450K - $487K
|
20.5K
$321K
|
|
Jul 19, 2021
Q2 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
10KNew |
$220K - $238K
|
10K
$157K
|
|
Jul 15, 2021
Q2 2021
|
City Holding CO
|
BUY
|
- |
100New |
$2.2K - $2.38K
|
100
$1.57K
|
|
Q1 2021 | |||||||
May 19, 2021
Q1 2021
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-16.9KClosed |
$363K - $395K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-2.5KClosed |
$53.8K - $58.6K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-399Closed |
$8.59K - $9.35K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
BUY
|
- |
3.96KNew |
$85.2K - $92.7K
|
3.96K
$62K
|
|
May 06, 2021
Q1 2021
|
Spectrum Management Group, LLC
|
SELL
|
- |
-1.56KClosed |
$33.6K - $36.6K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-2.49KClosed |
$53.5K - $58.3K
|
0
$0
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
5.16KNew |
$111K - $121K
|
5.16K
$80.8K
|
|
Apr 22, 2021
Q1 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-878Closed |
$18.9K - $20.6K
|
0
$0
|
|
Apr 06, 2021
Q1 2021
|
Spence Asset Management
|
SELL
|
- |
-280Closed |
$6.03K - $6.56K
|
0
$0
|
|
Q4 2020 | |||||||
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
300New |
$6.23K - $7.13K
|
300
$4.7K
|
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-388Closed |
$8.06K - $9.22K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-73.2KClosed |
$1.52M - $1.74M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Maple Capital Management, Inc.
|
SELL
|
- |
-14.4KClosed |
$299K - $343K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-306Closed |
$6.36K - $7.27K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-13.8KClosed |
$286K - $327K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-475Closed |
$9.87K - $11.3K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.39KClosed |
$49.7K - $56.9K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-69.4KClosed |
$1.4M - $1.56M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
343New |
$6.93K - $7.69K
|
343
$5.37K
|
|
Nov 12, 2020
Q3 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-4KClosed |
$80.8K - $89.7K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
11KNew |
$222K - $247K
|
11K
$172K
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-60.1KClosed |
$1.21M - $1.35M
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-45KClosed |
$908K - $1.01M
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-28Closed |
$565 - $628
|
0
$0
|