Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1KClosed |
$19K - $20.2K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-600Closed |
$11.4K - $12.1K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.12KClosed |
$21.2K - $22.5K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.52KClosed |
$47.8K - $50.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-11.5KClosed |
$196K - $219K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Clear Street Markets LLC
|
SELL
|
- |
-10KClosed |
$171K - $191K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-150Closed |
$2.56K - $2.86K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-2KClosed |
$34.1K - $38.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-65.5KClosed |
$1.05M - $1.19M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-3.5KClosed |
$56K - $63.8K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Townsend & Associates, Inc
|
SELL
|
- |
-2KClosed |
$32K - $36.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Landaas & CO
Milwaukee, WI |
SELL
|
- |
-116Closed |
$2.1K - $2.25K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.8KNew |
$32.7K - $34.9K
|
1.8K
$27.1K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-500Closed |
$9.07K - $9.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-34.3KClosed |
$623K - $666K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-581Closed |
$10.6K - $11K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.42KClosed |
$26K - $26.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 21, 2018
Q1 2018
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
47.2K+ 1753.01% |
$869K - $955K
|
49.9K
$752K
|
|
|
May 17, 2018
Q1 2018
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-600Closed |
$11K - $12.1K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-76.2KClosed |
$1.4M - $1.54M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Grove Bank & Trust
|
SELL
|
- |
-2KClosed |
$36.8K - $40.4K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-88.8KClosed |
$1.63M - $1.8M
|
0
$0
|
|
| Q4 2017 | |||||||
|
May 02, 2018
Q4 2017
|
Creative Financial Designs Inc
|
SELL
|
- |
-200Closed |
$4.05K - $4.31K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-13.3KClosed |
$269K - $287K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-17.5KClosed |
$354K - $376K
|
0
$0
|
|
|
Jan 16, 2018
Q4 2017
|
First Financial Corp
|
SELL
|
- |
-414Closed |
$8.39K - $8.92K
|
0
$0
|
|
| Q4 2015 | |||||||
|
Sep 15, 2017
Q4 2015
|
Assetmark, Inc
|
BUY
|
- |
2.37KNew |
N/A
|
2.37K
$35.7K
|
|