Latest Institutional Sells of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-123K- 87.64% |
$1.98M - $2.08M
|
17.3K
$288K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23K- 3.01% |
$372K - $389K
|
740K
$12.3M
|
|
|
Oct 28, 2025
Q3 2025
|
Csenge Advisory Group
|
SELL
|
- |
-19.9K- 5.91% |
$323K - $338K
|
318K
$5.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-18.6K- 6.52% |
$301K - $315K
|
267K
$4.43M
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-11.7K- 28.05% |
$190K - $199K
|
30.1K
$501K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-10K- 21.32% |
$162K - $169K
|
36.9K
$613K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.33K- 9.03% |
$151K - $158K
|
94K
$1.56M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.06K- 20.64% |
$97.9K - $103K
|
23.3K
$387K
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-5.74K- 4.7% |
$92.8K - $97.3K
|
117K
$1.94M
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-5.49K- 13.87% |
$88.8K - $93.1K
|
34.1K
$567K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.96K- 4.87% |
$64K - $67K
|
77.3K
$1.28M
|
|
|
Oct 23, 2025
Q3 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-3.62K- 10.67% |
$58.6K - $61.4K
|
30.3K
$504K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.4K- 0.88% |
$54.9K - $57.6K
|
383K
$6.36M
|
|
|
Nov 24, 2025
Q3 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-2.7K- 89.7% |
$43.7K - $45.7K
|
310
$5.15K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.06K- 2.4% |
$33.3K - $34.9K
|
83.9K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.89K- 8.89% |
$30.5K - $32K
|
19.4K
$322K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-1.25K- 1.91% |
$20.2K - $21.2K
|
64.3K
$1.07M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.03K- 6.4% |
$16.6K - $17.4K
|
15K
$249K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-783- 4.74% |
$12.7K - $13.3K
|
15.8K
$262K
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-615- 1.73% |
$9.94K - $10.4K
|
35K
$581K
|
|
|
Oct 07, 2025
Q3 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-572- 2.97% |
$9.25K - $9.69K
|
18.7K
$310K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-560- 3.33% |
$9.06K - $9.49K
|
16.3K
$270K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-511- 2.51% |
$8.26K - $8.66K
|
19.9K
$330K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-500- 38.46% |
$8.09K - $8.47K
|
800
$13.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-265- 6.96% |
$4.29K - $4.49K
|
3.55K
$58.9K
|
|
|
Nov 10, 2025
Q3 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-203- 0.68% |
$3.28K - $3.44K
|
29.5K
$490K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-197- 13.05% |
$3.19K - $3.34K
|
1.31K
$21.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-55- 3.27% |
$889 - $932
|
1.63K
$27K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-11- 0.01% |
$178 - $186
|
119K
$1.99M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-2- 0.03% |
$32.3 - $33.9
|
7.54K
$125K
|
|
| Q2 2025 | |||||||
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.8K- 9.11% |
$69K - $78.2K
|
47.9K
$796K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.49K- 2.74% |
$64.4K - $73.1K
|
159K
$2.65M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.61K- 16.55% |
$37.6K - $42.6K
|
13.2K
$219K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
SELL
|
- |
-1K- 23.71% |
$14.4K - $16.3K
|
3.22K
$53.5K
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-945- 10.05% |
$13.6K - $15.4K
|
8.46K
$141K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-422- 3.61% |
$6.06K - $6.87K
|
11.3K
$187K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
SELL
|
- |
-302- 57.85% |
$4.34K - $4.92K
|
220
$3.66K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-162- 68.35% |
$2.33K - $2.64K
|
75
$1.25K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-49.3K- 69.53% |
$771K - $801K
|
21.6K
$359K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-8.35K- 79.89% |
$130K - $135K
|
2.1K
$34.9K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-4.36K- 86.16% |
$68.1K - $70.7K
|
700
$11.6K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.08K- 10.76% |
$32.4K - $33.7K
|
17.2K
$286K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-946- 6.05% |
$14.8K - $15.4K
|
14.7K
$244K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-700- 0.99% |
$10.9K - $11.4K
|
70.2K
$1.17M
|
|
|
Apr 24, 2025
Q1 2025
|
Tfc Financial Management
|
SELL
|
- |
-242- 49.09% |
$3.78K - $3.93K
|
251
$4.17K
|
|
|
Apr 09, 2025
Q1 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-150- 2.91% |
$2.34K - $2.43K
|
5K
$83.1K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-47- 1.92% |
$735 - $763
|
2.4K
$39.9K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-240K- 47.76% |
$3.7M - $3.94M
|
262K
$4.36M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-12.5K- 43.22% |
$194K - $206K
|
16.5K
$274K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-6.3K- 71.35% |
$90.6K - $105K
|
2.53K
$42.1K
|
|