Purchases and Sales Made in Q2 2025 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q2 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 05, 2025
Q2 2025
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
382K+ 598.02% |
$5.49M - $6.22M
|
446K
$7.41M
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
144K+ 52.42% |
$2.07M - $2.34M
|
418K
$6.95M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
82.5K+ 12.12% |
$1.19M - $1.34M
|
763K
$12.7M
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
73.9K+ 33.79% |
$1.06M - $1.2M
|
292K
$4.86M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
57.5K+ 13.31% |
$826K - $936K
|
489K
$8.13M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
52.4K+ 27.95% |
$754K - $854K
|
240K
$3.99M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
33KNew |
$474K - $538K
|
33K
$549K
|
|
|
Aug 13, 2025
Q2 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
30.4K+ 8.56% |
$437K - $496K
|
386K
$6.42M
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
29.4KNew |
$422K - $478K
|
29.4K
$488K
|
|
|
Aug 05, 2025
Q2 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
24.2KNew |
$347K - $394K
|
24.2K
$402K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
14.4K+ 10.0% |
$207K - $235K
|
159K
$2.64M
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13KNew |
$187K - $212K
|
13K
$216K
|
|
|
Jul 11, 2025
Q2 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
12.4KNew |
$179K - $203K
|
12.4K
$207K
|
|
|
Aug 15, 2025
Q2 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
11.6KNew |
$167K - $189K
|
11.6K
$193K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$159K - $180K
|
11K
$184K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11K+ 9.86% |
$158K - $179K
|
123K
$2.04M
|
|
|
Aug 14, 2025
Q2 2025
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$154K - $174K
|
10.7K
$178K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$146K - $165K
|
10.1K
$168K
|
|
|
Aug 14, 2025
Q2 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$144K - $163K
|
10K
$166K
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
8.8K+ 2.4% |
$126K - $143K
|
375K
$6.24M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.46K+ 8.64% |
$92.8K - $105K
|
81.2K
$1.35M
|
|
|
Jul 14, 2025
Q2 2025
|
Maryland Capital Advisors Inc.
|
BUY
|
- |
5.6KNew |
$80.5K - $91.2K
|
5.6K
$93.1K
|
|
|
Aug 13, 2025
Q2 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
4.85K+ 24.95% |
$69.7K - $79K
|
24.3K
$404K
|
|
|
Aug 08, 2025
Q2 2025
|
Family Firm, Inc.
|
BUY
|
- |
4.71K+ 3.73% |
$67.6K - $76.7K
|
131K
$2.17M
|
|
|
Jul 08, 2025
Q2 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3.55KNew |
$51K - $57.8K
|
3.55K
$59K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.15K+ 5.64% |
$45.3K - $51.3K
|
59K
$981K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.3K+ 1.12% |
$33.1K - $37.5K
|
207K
$3.45M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.17K+ 1.85% |
$31.2K - $35.3K
|
120K
$1.99M
|
|
|
Aug 12, 2025
Q2 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.95K+ 7.97% |
$28K - $31.8K
|
26.4K
$439K
|
|
|
Jul 14, 2025
Q2 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.95K+ 8.91% |
$27.9K - $31.7K
|
23.8K
$395K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.68KNew |
$24.2K - $27.4K
|
1.68K
$28K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.16K+ 0.2% |
$16.7K - $18.9K
|
574K
$9.54M
|
|
|
Aug 26, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
447+ 0.77% |
$6.42K - $7.28K
|
58.7K
$975K
|
|
|
Aug 11, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
447+ 0.77% |
$6.42K - $7.28K
|
58.7K
$975K
|
|
|
Jul 17, 2025
Q2 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
429+ 1.1% |
$6.16K - $6.99K
|
39.6K
$658K
|
|
|
Jul 25, 2025
Q2 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
361+ 1.98% |
$5.19K - $5.88K
|
18.6K
$309K
|
|
|
Aug 04, 2025
Q2 2025
|
Spire Wealth Management
|
BUY
|
- |
359+ 1.79% |
$5.16K - $5.85K
|
20.4K
$339K
|
|
|
Jul 22, 2025
Q2 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
BUY
|
- |
255+ 0.76% |
$3.66K - $4.15K
|
34K
$564K
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
241+ 1.48% |
$3.46K - $3.93K
|
16.5K
$275K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
218+ 1.52% |
$3.13K - $3.55K
|
14.6K
$242K
|
|
|
Aug 05, 2025
Q2 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
55+ 1.03% |
$790 - $896
|
5.41K
$89.8K
|
|
|
Aug 04, 2025
Q2 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
50+ 0.39% |
$719 - $815
|
12.9K
$214K
|
|
|
Jul 18, 2025
Q2 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.74% |
$230 - $261
|
934
$15.5K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
6+ 0.02% |
$86.2 - $97.7
|
26.7K
$443K
|
|
|
Jul 24, 2025
Q2 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
4+ 1.83% |
$57.5 - $65.2
|
222
$3.69K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 29, 2025
Q2 2025
|
Mcia Inc
|
SELL
|
- |
-34- 0.05% |
$489 - $554
|
62.9K
$1.05M
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
SELL
|
- |
-48- 3.08% |
$690 - $782
|
1.51K
$25.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-72- 0.34% |
$1.03K - $1.17K
|
21.3K
$353K
|
|
|
Jul 18, 2025
Q2 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-100- 3.22% |
$1.44K - $1.63K
|
3.01K
$50K
|
|