Purchases and Sales Made in Q2 2025 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q2 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-162- 68.35% |
$2.33K - $2.64K
|
75
$1.25K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-280- 1.64% |
$4.02K - $4.56K
|
16.8K
$279K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
SELL
|
- |
-302- 57.85% |
$4.34K - $4.92K
|
220
$3.66K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-422- 3.61% |
$6.06K - $6.87K
|
11.3K
$187K
|
|
|
Aug 14, 2025
Q2 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-500- 0.76% |
$7.19K - $8.15K
|
65.5K
$1.09M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-675- 0.24% |
$9.7K - $11K
|
285K
$4.74M
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-945- 10.05% |
$13.6K - $15.4K
|
8.46K
$141K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
SELL
|
- |
-1K- 23.71% |
$14.4K - $16.3K
|
3.22K
$53.5K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1K- 6.04% |
$14.4K - $16.3K
|
15.6K
$259K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-1.08K- 12.5% |
$15.5K - $17.5K
|
7.54K
$125K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.17K- 2.28% |
$16.9K - $19.1K
|
50.2K
$835K
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.23K- 41.94% |
$17.7K - $20.1K
|
1.7K
$28.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.5K- 53.57% |
$21.6K - $24.4K
|
1.3K
$21.6K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.61K- 9.13% |
$23.1K - $26.2K
|
16K
$266K
|
|
|
Aug 08, 2025
Q2 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-1.82K- 8.0% |
$26.2K - $29.7K
|
21K
$348K
|
|
|
Jul 03, 2025
Q2 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.93K- 9.1% |
$27.7K - $31.4K
|
19.2K
$320K
|
|
|
Jul 14, 2025
Q2 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.03K- 2.31% |
$29.2K - $33.1K
|
85.9K
$1.43M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.61K- 16.55% |
$37.6K - $42.6K
|
13.2K
$219K
|
|
|
Aug 05, 2025
Q2 2025
|
Csenge Advisory Group
|
SELL
|
- |
-2.9K- 0.85% |
$41.6K - $47.2K
|
338K
$5.61M
|
|
|
Aug 08, 2025
Q2 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.28K- 8.43% |
$47.1K - $53.4K
|
35.6K
$591K
|
|
|
Jul 11, 2025
Q2 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.3K- 2.59% |
$47.4K - $53.7K
|
124K
$2.06M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.8K- 24.56% |
$54.6K - $61.9K
|
11.7K
$194K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.49K- 2.74% |
$64.4K - $73.1K
|
159K
$2.65M
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.49K- 2.74% |
$64.4K - $73.1K
|
159K
$2.65M
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.8K- 9.11% |
$69K - $78.2K
|
47.9K
$796K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-13.6K- 3.27% |
$195K - $221K
|
401K
$6.66M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16K- 12.53% |
$230K - $261K
|
112K
$1.86M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.3K- 5.35% |
$235K - $266K
|
289K
$4.8M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-17.3K- 43.82% |
$248K - $281K
|
22.1K
$368K
|
|
|
Aug 12, 2025
Q2 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-21.5K- 41.99% |
$308K - $350K
|
29.7K
$493K
|
|
|
Aug 14, 2025
Q2 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-25K- 37.37% |
$359K - $407K
|
41.9K
$696K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-25.7K- 19.91% |
$369K - $419K
|
103K
$1.72M
|
|
|
Nov 03, 2025
Q2 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
SELL
|
- |
-36.2K- 33.64% |
$520K - $589K
|
71.4K
$1.19M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-67.2K- 34.9% |
$966K - $1.1M
|
125K
$2.08M
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-83.7K- 37.42% |
$1.2M - $1.36M
|
140K
$2.33M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-119K- 11.57% |
$1.71M - $1.94M
|
908K
$15.1M
|
|