Purchases and Sales Made in Q3 2025 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
409K+ 91.82% |
$6.62M - $6.93M
|
855K
$14.2M
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
339K+ 229.12% |
$5.48M - $5.74M
|
487K
$8.09M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
170K+ 40.63% |
$2.75M - $2.88M
|
588K
$9.77M
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
99KNew |
$1.6M - $1.68M
|
99K
$1.65M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
46.9K+ 16.03% |
$758K - $794K
|
339K
$5.64M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.8K+ 210.99% |
$531K - $556K
|
48.4K
$804K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
32.3KNew |
$523K - $548K
|
32.3K
$537K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
30.7K+ 6.27% |
$496K - $520K
|
520K
$8.64M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.1K+ 2.99% |
$439K - $459K
|
936K
$15.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Rmb Capital Management, LLC
|
BUY
|
- |
25.2KNew |
$407K - $426K
|
25.2K
$418K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
22.5K+ 10.86% |
$364K - $382K
|
230K
$3.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 11.59% |
$235K - $246K
|
140K
$2.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
13.7KNew |
$222K - $232K
|
13.7K
$228K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.5K+ 4.34% |
$203K - $212K
|
301K
$5.01M
|
|
|
Jan 06, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
12.3KNew |
$198K - $208K
|
12.3K
$204K
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.2KNew |
$166K - $174K
|
10.2K
$170K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$163K - $171K
|
10.1K
$167K
|
|
|
Nov 03, 2025
Q3 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
8.58K+ 47.98% |
$139K - $145K
|
26.5K
$440K
|
|
|
Nov 05, 2025
Q3 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
7.11K+ 29.42% |
$115K - $120K
|
31.3K
$520K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
7.08KNew |
$114K - $120K
|
7.08K
$118K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.05K+ 2.94% |
$114K - $119K
|
247K
$4.11M
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
6.15KNew |
$99.4K - $104K
|
6.15K
$102K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.11K+ 1221.0% |
$98.7K - $103K
|
6.61K
$110K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
5.5KNew |
$88.9K - $93.2K
|
5.5K
$91.4K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
4.68KNew |
$75.7K - $79.3K
|
4.68K
$77.8K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 21.74% |
$73.7K - $77.2K
|
25.5K
$424K
|
|
|
Nov 10, 2025
Q3 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
3.83K+ 32.98% |
$62K - $64.9K
|
15.5K
$257K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.8K+ 22.31% |
$45.3K - $47.4K
|
15.4K
$255K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.58K+ 7.82% |
$41.7K - $43.7K
|
35.6K
$592K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.26K+ 1.42% |
$36.6K - $38.3K
|
161K
$2.68M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.84K+ 3.66% |
$29.8K - $31.2K
|
52.1K
$866K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.82K+ 0.32% |
$29.5K - $30.9K
|
576K
$9.57M
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.65K+ 13.24% |
$26.6K - $27.9K
|
14.1K
$234K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
1.61K+ 2.26% |
$26.1K - $27.3K
|
73K
$1.21M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.16K+ 4.37% |
$18.7K - $19.6K
|
27.6K
$458K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.02K+ 8.77% |
$16.5K - $17.3K
|
12.7K
$211K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1K+ 0.82% |
$16.2K - $17K
|
124K
$2.06M
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
596+ 3.21% |
$9.64K - $10.1K
|
19.2K
$319K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
536+ 0.13% |
$8.67K - $9.08K
|
401K
$6.67M
|
|
|
Nov 12, 2025
Q3 2025
|
Mcia Inc
|
BUY
|
- |
468+ 0.74% |
$7.57K - $7.93K
|
63.4K
$1.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
342+ 1.55% |
$5.53K - $5.79K
|
22.5K
$373K
|
|
|
Nov 14, 2025
Q3 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
200+ 1.56% |
$3.23K - $3.39K
|
13.1K
$217K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
146+ 0.12% |
$2.36K - $2.47K
|
124K
$2.07M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
91+ 0.34% |
$1.47K - $1.54K
|
26.7K
$444K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
34+ 0.63% |
$550 - $576
|
5.44K
$90.4K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
19+ 1.12% |
$307 - $322
|
1.72K
$28.6K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.71% |
$259 - $271
|
950
$15.8K
|
|
|
Oct 14, 2025
Q3 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
3+ 1.35% |
$48.5 - $50.8
|
225
$3.74K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$32.3 - $33.9
|
2
$33.2
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-2- 0.03% |
$32.3 - $33.9
|
7.54K
$125K
|
|