Purchases and Sales Made in Q4 2024 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2024. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
566K+ 184.73% |
$8.73M - $9.3M
|
873K
$14.2M
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
274KNew |
$4.23M - $4.5M
|
274K
$4.45M
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
229K+ 283.19% |
$3.54M - $3.76M
|
310K
$5.04M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
201KNew |
$3.1M - $3.29M
|
201K
$3.26M
|
|
|
Feb 12, 2025
Q4 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
139K+ 60.71% |
$2.15M - $2.28M
|
368K
$5.98M
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
121K+ 50.68% |
$1.87M - $1.99M
|
361K
$5.86M
|
|
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
74K+ 14.85% |
$1.14M - $1.22M
|
572K
$9.29M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
71K+ 11.11% |
$1.1M - $1.17M
|
710K
$11.5M
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
70.9KNew |
$1.09M - $1.16M
|
70.9K
$1.15M
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
70.9KNew |
$1.09M - $1.16M
|
70.9K
$1.15M
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
63.9K+ 53.06% |
$985K - $1.05M
|
184K
$2.99M
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
56.6K+ 467.19% |
$873K - $929K
|
68.7K
$1.12M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
39.9KNew |
$615K - $654K
|
39.9K
$647K
|
|
|
Jan 16, 2025
Q4 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
38.1K+ 136.65% |
$588K - $626K
|
66K
$1.07M
|
|
|
Jan 27, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
37.3KNew |
$575K - $612K
|
37.3K
$605K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
26.4K+ 23.22% |
$408K - $434K
|
140K
$2.28M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
25.6K+ 18.72% |
$395K - $420K
|
162K
$2.63M
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
24.8K+ 93.77% |
$382K - $407K
|
51.2K
$831K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17.7KNew |
$273K - $290K
|
17.7K
$287K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.8KNew |
$244K - $260K
|
15.8K
$257K
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
15.6KNew |
$241K - $257K
|
15.6K
$254K
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15.1KNew |
$233K - $248K
|
15.1K
$245K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14.3K+ 29.13% |
$221K - $235K
|
63.4K
$1.03M
|
|
|
Jan 14, 2025
Q4 2024
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
14KNew |
$216K - $230K
|
14K
$227K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
13.5KNew |
$208K - $222K
|
13.5K
$219K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.2KNew |
$189K - $201K
|
12.2K
$199K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
11.8KNew |
$182K - $193K
|
11.8K
$191K
|
|
|
Jan 29, 2025
Q4 2024
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
11.1KNew |
$172K - $183K
|
11.1K
$181K
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
9.97K+ 94.91% |
$154K - $164K
|
20.5K
$332K
|
|
|
Feb 12, 2025
Q4 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
6.58K+ 62.68% |
$101K - $108K
|
17.1K
$277K
|
|
|
Feb 07, 2025
Q4 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
5.21K+ 4.25% |
$80.4K - $85.6K
|
128K
$2.08M
|
|
|
Jan 24, 2025
Q4 2024
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 23.81% |
$70.3K - $74.8K
|
23.7K
$384K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.41K+ 1.38% |
$68.1K - $72.5K
|
324K
$5.25M
|
|
|
Jan 14, 2025
Q4 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
4.02K+ 4.68% |
$62.1K - $66K
|
90K
$1.46M
|
|
|
Feb 05, 2025
Q4 2024
|
Jacobi Capital Management LLC
|
BUY
|
- |
2.85K+ 13.96% |
$44K - $46.8K
|
23.3K
$378K
|
|
|
Jan 30, 2025
Q4 2024
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
2.5K+ 15.97% |
$38.6K - $41.1K
|
18.2K
$295K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2.45KNew |
$37.8K - $40.2K
|
2.45K
$39.7K
|
|
|
Feb 10, 2025
Q4 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.27K+ 4.33% |
$35K - $37.3K
|
54.6K
$887K
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.05K+ 6.82% |
$16.2K - $17.2K
|
16.5K
$267K
|
|
|
Feb 06, 2025
Q4 2024
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
970New |
$15K - $15.9K
|
970
$15.7K
|
|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
BUY
|
- |
800New |
$12.3K - $13.1K
|
800
$13K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
714+ 0.69% |
$11K - $11.7K
|
105K
$1.7M
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
662+ 3.56% |
$10.2K - $10.9K
|
19.3K
$313K
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
405+ 2.6% |
$6.25K - $6.65K
|
16K
$259K
|
|
|
Jan 15, 2025
Q4 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
400+ 1.61% |
$6.17K - $6.57K
|
25.2K
$409K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
326+ 1.7% |
$5.03K - $5.35K
|
19.5K
$317K
|
|
|
Jan 13, 2025
Q4 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
322+ 1.81% |
$4.97K - $5.29K
|
18.1K
$294K
|
|
|
Feb 13, 2025
Q4 2024
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
201New |
$3.1K - $3.3K
|
201
$3.26K
|
|
|
Feb 13, 2025
Q4 2024
|
Mcia Inc
|
BUY
|
- |
142+ 0.16% |
$2.19K - $2.33K
|
89.1K
$1.45M
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
98New |
$1.51K - $1.61K
|
98
$1.59K
|