Purchases and Sales Made in Q4 2025 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2026
Q4 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
30K+ 8.85% |
$498K - $509K
|
369K
$6.14M
|
|
|
Jan 20, 2026
Q4 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
4.04KNew |
$67K - $68.4K
|
4.04K
$67.1K
|
|
|
Jan 23, 2026
Q4 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
3.95K+ 16.26% |
$65.5K - $66.9K
|
28.2K
$469K
|
|
|
Jan 15, 2026
Q4 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
3.9K+ 27.66% |
$64.6K - $66K
|
18K
$299K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
3.7K+ 7.1% |
$61.3K - $62.7K
|
55.8K
$927K
|
|
|
Jan 21, 2026
Q4 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.06K+ 61.52% |
$17.6K - $18K
|
2.78K
$46.3K
|
|
|
Jan 12, 2026
Q4 2025
|
Stolper CO
|
BUY
|
- |
930+ 2.88% |
$15.4K - $15.8K
|
33.3K
$553K
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
564New |
$9.35K - $9.55K
|
564
$9.37K
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
BUY
|
- |
395+ 1.99% |
$6.55K - $6.69K
|
20.3K
$337K
|
|
|
Jan 06, 2026
Q4 2025
|
Sage Capital Advisors,Llc
|
BUY
|
- |
381+ 2.04% |
$6.32K - $6.45K
|
19.1K
$317K
|
|
|
Jan 09, 2026
Q4 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
306+ 1.98% |
$5.07K - $5.18K
|
15.8K
$262K
|
|
|
Jan 15, 2026
Q4 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
200New |
$3.32K - $3.39K
|
200
$3.32K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
150New |
$2.49K - $2.54K
|
150
$2.49K
|
|
|
Jan 20, 2026
Q4 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
17+ 1.79% |
$282 - $288
|
967
$16.1K
|
|
|
Jan 15, 2026
Q4 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
4+ 1.78% |
$66.3 - $67.8
|
229
$3.81K
|
|
|
Jan 08, 2026
Q4 2025
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-455- 2.37% |
$7.54K - $7.71K
|
18.7K
$311K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.24K- 2.67% |
$37.1K - $37.9K
|
81.6K
$1.36M
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.03K- 13.02% |
$50.3K - $51.4K
|
20.3K
$337K
|
|
|
Jan 20, 2026
Q4 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.18K- 2.55% |
$52.6K - $53.8K
|
121K
$2.01M
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-30.5K- 68.91% |
$506K - $517K
|
13.8K
$229K
|
|
|
Jan 08, 2026
Q4 2025
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-336K- 69.08% |
$5.58M - $5.7M
|
151K
$2.5M
|
|