Latest Institutional Transactions on First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information on the latest institutional transactions involving First Trust Specialty Finance & Financial Opportunities Fund (FGB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
9.33K+ 2.43% |
$34.4K - $39.1K
|
393K
$1.66M
|
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-360K- 32.52% |
$1.33M - $1.51M
|
748K
$3.16M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
728New |
$2.69K - $3.05K
|
728
$3.07K
|
|
|
Nov 14, 2024
Q3 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-500- 0.31% |
$1.85K - $2.1K
|
160K
$673K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.84KNew |
$6.79K - $7.71K
|
1.84K
$7.76K
|
|
|
Nov 14, 2024
Q3 2024
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$43.5K - $49.4K
|
11.8K
$49.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.01K+ 0.53% |
$11.1K - $12.6K
|
570K
$2.41M
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
179KNew |
$662K - $752K
|
179K
$757K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
12.7KNew |
$46.9K - $53.2K
|
12.7K
$53.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.05K- 25.47% |
$33.4K - $37.9K
|
26.5K
$112K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$43.1K - $49K
|
11.7K
$49.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
285KNew |
$1.05M - $1.19M
|
285K
$1.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-5.97K- 19.51% |
$22K - $25K
|
24.6K
$104K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.0% |
$3.69 - $4.19
|
49.2K
$208K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.7K- 25.92% |
$50.4K - $57.2K
|
39K
$165K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
102+ 0.88% |
$376 - $427
|
11.7K
$49.2K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-45.4K- 4.08% |
$168K - $190K
|
1.07M
$4.5M
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
28.2K+ 212.22% |
$104K - $118K
|
41.5K
$175K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.36K+ 28.79% |
$12.4K - $14.1K
|
15K
$63.3K
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-73.7K- 33.78% |
$272K - $309K
|
144K
$610K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-44K- 25.74% |
$162K - $184K
|
127K
$536K
|
|
|
Oct 21, 2024
Q3 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.71K- 4.07% |
$17.4K - $19.7K
|
111K
$468K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.86K- 8.77% |
$36.4K - $41.3K
|
103K
$433K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.72K+ 2.72% |
$17.4K - $19.8K
|
178K
$752K
|
|
|
Oct 16, 2024
Q3 2024
|
Good Life Advisors, LLC
|
BUY
|
- |
54.2K+ 102.75% |
$200K - $227K
|
107K
$452K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
12.4K+ 12.98% |
$45.8K - $52K
|
108K
$456K
|
|
| Q2 2024 | |||||||
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.5% |
$3.52K - $3.92K
|
11.5K
$48.6K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
79.2KNew |
$279K - $311K
|
79.2K
$334K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-467- 7.26% |
$1.64K - $1.83K
|
5.97K
$25.2K
|
|
| Q1 2024 | |||||||
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.3KNew |
$46.5K - $50.1K
|
13.3K
$56.1K
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.9KNew |
$48.6K - $52.4K
|
13.9K
$58.6K
|
|
|
May 15, 2024
Q1 2024
|
Mendel Capital Management LLC
|
BUY
|
- |
19.9KNew |
$69.8K - $75.2K
|
19.9K
$84.1K
|
|
|
May 14, 2024
Q1 2024
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
13.5KNew |
$47.3K - $50.9K
|
13.5K
$57K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.9K- 65.19% |
$87.1K - $93.9K
|
13.3K
$56.1K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8K- 29.0% |
$44.9K - $48.3K
|
31.4K
$132K
|
|
|
May 06, 2024
Q1 2024
|
Sym Financial Corp
|
SELL
|
- |
-6.07K- 12.63% |
$21.2K - $22.9K
|
42K
$177K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.67K- 8.74% |
$5.86K - $6.31K
|
17.5K
$73.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
12.3KNew |
$43K - $46.3K
|
12.3K
$51.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-32.4K- 72.49% |
$113K - $122K
|
12.3K
$51.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Matisse Capital
|
SELL
|
- |
-43K- 17.31% |
$150K - $162K
|
205K
$866K
|
|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
554KNew |
$1.94M - $2.09M
|
554K
$2.34M
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-2.24K- 8.23% |
$6.72K - $8.04K
|
25K
$105K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.5KNew |
$37.6K - $45K
|
12.5K
$52.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.2K+ 218.14% |
$6.6K - $7.9K
|
3.21K
$13.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.9KNew |
$8.7K - $10.4K
|
2.9K
$12.2K
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.25K- 37.73% |
$21.8K - $26K
|
12K
$50.5K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6K- 37.5% |
$19K - $20.9K
|
10K
$42.2K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.9KNew |
$50.4K - $55.3K
|
15.9K
$67.1K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.32KNew |
$20K - $22K
|
6.32K
$26.7K
|
|