Institutional Ownership First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB). We have compiled data on the 42 institutions that hold shares in the stock, with a total of 4.53 Million shares, which have been reported (via 13F filing form) to have a value of $20.2 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Lpl Financial LLC
Fort Mill, SC |
Feb 11, 2025 Q4 2024 |
1,067,248
shares
|
$4.76 Million
0.0% of portfolio
|
Q4 2024
Added 0.02%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Nov 14, 2024 Q3 2024 |
747,940
shares
|
$3.34 Million
0.06% of portfolio
|
Q3 2024
Reduced 32.52%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2024 Q3 2024 |
570,129
shares
|
$2.54 Million
0.0% of portfolio
|
Q3 2024
Added 0.53%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
Dec 03, 2024 Q3 2024 |
393,429
shares
|
$1.75 Million
0.09% of portfolio
|
Q3 2024
Added 2.43%
|
|
|
Sit Investment Associates Inc
Minneapolis, MN |
Nov 13, 2024 Q3 2024 |
284,696
shares
|
$1.27 Million
0.03% of portfolio
|
Q3 2024
New holding
|
|
|
Almitas Capital LLC
Santa Monica, CA |
Nov 14, 2024 Q3 2024 |
179,486
shares
|
$800,507
0.34% of portfolio
|
Q3 2024
New holding
|
|
|
Commonwealth Equity Services, LLC
|
Feb 10, 2025 Q4 2024 |
179,246
shares
|
$799,437
0.0% of portfolio
|
Q4 2024
Added 0.64%
|
|
|
Alpine Global Management, LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
159,500
shares
|
$711,370
0.2% of portfolio
|
Q3 2024
Reduced 0.31%
|
|
|
Atomi Financial Group, Inc.
Irvine, CA |
Jan 16, 2025 Q4 2024 |
114,888
shares
|
$512,400
0.02% of portfolio
|
Q4 2024
Added 6.38%
|
|
|
Flagship Harbor Advisors, LLC
|
Jan 21, 2025 Q4 2024 |
104,374
shares
|
$465,508
0.02% of portfolio
|
Q4 2024
Reduced 5.86%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
102,533
shares
|
$457,297
0.0% of portfolio
|
Q3 2024
Reduced 8.77%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Feb 06, 2025 Q4 2024 |
72,855
shares
|
$324,933
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Sym Financial Corp
|
Jan 24, 2025 Q4 2024 |
62,248
shares
|
$277,626
0.04% of portfolio
|
Q4 2024
Added 48.23%
|
|
|
Absolute Investment Advisers LLC
|
Jan 24, 2025 Q4 2024 |
52,512
shares
|
$234,203
0.03% of portfolio
|
Q4 2024
New holding
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
49,216
shares
|
$219,503
0.0% of portfolio
|
Q3 2024
Added 0.0%
|
|
|
Good Life Advisors, LLC
|
Jan 31, 2025 Q4 2024 |
42,631
shares
|
$190,134
0.01% of portfolio
|
Q4 2024
Reduced 60.17%
|
|
|
Shaker Financial Services, LLC
|
Oct 31, 2024 Q3 2024 |
41,538
shares
|
$185,259
0.06% of portfolio
|
Q3 2024
Added 212.22%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Feb 07, 2025 Q4 2024 |
39,116
shares
|
$174,457
0.0% of portfolio
|
Q4 2024
Added 0.23%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2024 Q3 2024 |
26,489
shares
|
$118,140
0.0% of portfolio
|
Q3 2024
Reduced 25.47%
|
|
|
Csenge Advisory Group
|
Jan 30, 2025 Q4 2024 |
22,643
shares
|
$100,987
0.01% of portfolio
|
Q4 2024
Reduced 8.11%
|
|
|
Cwm, LLC
|
Feb 04, 2025 Q4 2024 |
21,765
shares
|
$97,071
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Private Advisor Group, LLC
|
Jan 31, 2025 Q4 2024 |
20,958
shares
|
$93,472
0.0% of portfolio
|
Q4 2024
Reduced 83.49%
|
|
|
Mendel Capital Management LLC
|
Nov 07, 2024 Q3 2024 |
19,940
shares
|
$88,932
0.05% of portfolio
|
Q1 2024
New holding
|
|
|
Advisory Services Network, LLC
|
Nov 14, 2024 Q3 2024 |
17,478
shares
|
$77,951
0.0% of portfolio
|
Q1 2024
Reduced 8.74%
|
|
|
Silverhawk Asset Management, LLC
|
Jul 17, 2023 Q2 2023 |
16,551
shares
|
$73,817
0.04% of portfolio
|
Q2 2023
Reduced 28.97%
|