Purchases and Sales Made in Q2 2022 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q2 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
83.1K+ 19.85% |
$254K - $352K
|
501K
$2.14M
|
|
|
Aug 01, 2022
Q2 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
73K+ 211.48% |
$223K - $310K
|
108K
$459K
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
42.7K+ 13.96% |
$131K - $181K
|
348K
$1.49M
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
42.7K+ 13.96% |
$131K - $181K
|
348K
$1.49M
|
|
|
Aug 08, 2022
Q2 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
30.1KNew |
$92K - $127K
|
30.1K
$128K
|
|
|
Jul 27, 2022
Q2 2022
|
Csenge Advisory Group
|
BUY
|
- |
27.7K+ 83.96% |
$84.6K - $117K
|
60.6K
$259K
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
16.8KNew |
$51.5K - $71.3K
|
16.8K
$71.8K
|
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
15.3KNew |
$46.8K - $64.8K
|
15.3K
$65.3K
|
|
|
Aug 05, 2022
Q2 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
10.2KNew |
$31.3K - $43.4K
|
10.2K
$43.7K
|
|
|
Jul 19, 2022
Q2 2022
|
Sym Financial Corp
|
BUY
|
- |
9.56K+ 12.75% |
$29.3K - $40.5K
|
84.5K
$361K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.15K+ 1.74% |
$9.63K - $13.3K
|
184K
$788K
|
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.93KNew |
$5.91K - $8.18K
|
1.93K
$8.24K
|
|
|
Jul 19, 2022
Q2 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
514+ 1.02% |
$1.57K - $2.18K
|
50.8K
$217K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
362+ 0.59% |
$1.11K - $1.53K
|
61.3K
$262K
|
|
|
Jul 15, 2022
Q2 2022
|
Nova R Wealth, Inc.
|
BUY
|
- |
123+ 0.26% |
$376 - $522
|
46.7K
$199K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-31- 21.83% |
$94.9 - $131
|
111
$474
|
|
|
Jul 13, 2022
Q2 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400- 0.26% |
$1.22K - $1.7K
|
151K
$645K
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.29K- 5.63% |
$6.99K - $9.69K
|
38.3K
$163K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.31KClosed |
$7.05K - $9.77K
|
0
$0
|
|
|
Jul 05, 2022
Q2 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-3.2KClosed |
$9.79K - $13.6K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.57K- 7.75% |
$14K - $19.4K
|
54.3K
$232K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.75KClosed |
$17.6K - $24.4K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-8.3K- 43.57% |
$25.4K - $35.2K
|
10.7K
$45.9K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.6K- 3.44% |
$32.4K - $44.9K
|
298K
$1.27M
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.1K- 26.55% |
$34K - $47.1K
|
30.8K
$131K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.3K- 11.31% |
$34.6K - $47.9K
|
88.6K
$378K
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-16.8KClosed |
$51.5K - $71.3K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-52.5KClosed |
$161K - $223K
|
0
$0
|