Latest Institutional Transactions on Global X Fds Fintech ETF (De) (FINX)
This table provides information on the latest institutional transactions involving Global X Fds Fintech ETF (De) (FINX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 28, 2021
Q2 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.86KClosed |
$282K - $335K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-105Closed |
$4.32K - $5.13K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.06KClosed |
$43.7K - $51.8K
|
0
$0
|
|
Jul 12, 2021
Q2 2021
|
Gradient Investments LLC
|
BUY
|
- |
200New |
$8.24K - $9.77K
|
200
$5.73K
|
|
Q1 2021 | |||||||
Jul 24, 2024
Q1 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-5.1KClosed |
$220K - $268K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-5.83KClosed |
$252K - $306K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Assetmark, Inc
|
SELL
|
- |
-147Closed |
$6.35K - $7.72K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-225Closed |
$9.72K - $11.8K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-1.2KClosed |
$51.6K - $62.8K
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Exane Derivatives
|
SELL
|
- |
-143- 94.7% |
$6.17K - $7.51K
|
8
$229
|
|
Apr 22, 2021
Q1 2021
|
James Investment Research Inc
|
SELL
|
- |
-600Closed |
$25.9K - $31.5K
|
0
$0
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
150New |
$6.48K - $7.88K
|
150
$4.3K
|
|
Apr 16, 2021
Q1 2021
|
Ade, LLC
|
SELL
|
- |
-47Closed |
$2.03K - $2.47K
|
0
$0
|
|
Q4 2020 | |||||||
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-13Closed |
$472 - $611
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-59.1KClosed |
$2.15M - $2.78M
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
1.05KNew |
$38.2K - $49.3K
|
1.05K
$30.1K
|
|
Feb 04, 2021
Q4 2020
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-11.9KClosed |
$433K - $559K
|
0
$0
|
|
Jan 26, 2021
Q4 2020
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-4KClosed |
$145K - $188K
|
0
$0
|
|
Jan 13, 2021
Q4 2020
|
Brookstone Capital Management
|
SELL
|
- |
-49.4KClosed |
$1.79M - $2.32M
|
0
$0
|
|
Q3 2020 | |||||||
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-11.5KClosed |
$390K - $457K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.04KClosed |
$35.2K - $41.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-510Closed |
$17.3K - $20.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-120Closed |
$4.06K - $4.76K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 24, 2020
Q2 2020
|
Stephens Inc
|
SELL
|
- |
-93.9KClosed |
$2.1M - $3.19M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-13Closed |
$291 - $442
|
0
$0
|
|
Jul 31, 2020
Q2 2020
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-24.8KClosed |
$553K - $841K
|
0
$0
|
|
Q1 2020 | |||||||
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-8KClosed |
$162K - $275K
|
0
$0
|
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-194KClosed |
$3.93M - $6.66M
|
0
$0
|
|
May 19, 2020
Q1 2020
|
Tru Independence LLC
|
SELL
|
- |
-13Closed |
$264 - $447
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-107KClosed |
$2.17M - $3.68M
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-11.9KClosed |
$242K - $409K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 12, 2020
Q4 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-7.43KClosed |
$204K - $227K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 13, 2019
Q3 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.9KClosed |
$305K - $342K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.76KClosed |
$244K - $274K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Savant Capital, LLC
|
SELL
|
- |
-12.1KClosed |
$337K - $377K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-33.8KClosed |
$943K - $1.06M
|
0
$0
|
|
Oct 29, 2019
Q3 2019
|
Friedenthal Financial
|
SELL
|
- |
-12.6KClosed |
$352K - $394K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Bremer Bank National Association
|
SELL
|
- |
-300Closed |
$8.22K - $8.95K
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
13.9KNew |
$382K - $415K
|
13.9K
$399K
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-850Closed |
$23.3K - $25.3K
|
0
$0
|
|
Q1 2019 | |||||||
Jan 02, 2024
Q1 2019
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
50New |
$1.07K - $1.38K
|
50
$1.43K
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-460Closed |
$9.8K - $12.7K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 15, 2019
Q4 2018
|
Oak Grove Capital LLC
North Hampton, NH |
SELL
|
- |
-9KClosed |
$186K - $258K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-1KClosed |
$20.7K - $28.7K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-9.24KClosed |
$191K - $265K
|
0
$0
|
|
Jan 31, 2019
Q4 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-9.65KClosed |
$200K - $276K
|
0
$0
|
|
Jan 31, 2019
Q4 2018
|
Wespac Advisors, LLC
|
SELL
|
- |
-31.6KClosed |
$654K - $905K
|
0
$0
|
|
Q3 2018 | |||||||
Feb 11, 2021
Q3 2018
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-12.9KClosed |
$335K - $377K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
7.83KNew |
$204K - $229K
|
7.83K
$224K
|
|
Q2 2018 | |||||||
Aug 30, 2024
Q2 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-2.33KClosed |
$52.9K - $63.6K
|
0
$0
|