Purchases and Sales Made in Q3 2023 in First Trust Japan Alphadex Fun (FJP)
This table provides information about the institutional ownership of First Trust Japan Alphadex Fun (FJP) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST JAPAN ALPHADEX FUN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
148K+ 54.25% |
$7.03M - $7.83M
|
421K
$21.3M
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
105KNew |
$5.01M - $5.57M
|
105K
$5.33M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
80.9K+ 243.57% |
$3.84M - $4.28M
|
114K
$5.77M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
69K+ 522.79% |
$3.28M - $3.65M
|
82.2K
$4.16M
|
|
Nov 08, 2023
Q3 2023
|
Holistic Financial Partners
|
BUY
|
- |
49KNew |
$2.33M - $2.59M
|
49K
$2.48M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
31.4KNew |
$1.49M - $1.66M
|
31.4K
$1.59M
|
|
Nov 13, 2023
Q3 2023
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
25.1K+ 104.09% |
$1.19M - $1.33M
|
49.1K
$2.49M
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
20.7KNew |
$983K - $1.09M
|
20.7K
$1.05M
|
|
Oct 31, 2023
Q3 2023
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
16.3KNew |
$775K - $863K
|
16.3K
$825K
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
14KNew |
$664K - $740K
|
14K
$707K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
13.8KNew |
$655K - $729K
|
13.8K
$698K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
13.7K+ 236.38% |
$651K - $725K
|
19.5K
$987K
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
13KNew |
$617K - $687K
|
13K
$657K
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
12.8K+ 183.26% |
$610K - $679K
|
19.8K
$1M
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.5KNew |
$596K - $664K
|
12.5K
$635K
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
11.9KNew |
$564K - $628K
|
11.9K
$600K
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
11.8KNew |
$563K - $626K
|
11.8K
$599K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.7KNew |
$556K - $619K
|
11.7K
$592K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.1K+ 5.32% |
$528K - $588K
|
220K
$11.1M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.1KNew |
$526K - $586K
|
11.1K
$560K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.4KNew |
$495K - $551K
|
10.4K
$527K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
10.2K+ 16.23% |
$484K - $539K
|
73K
$3.69M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.89K+ 180.06% |
$470K - $523K
|
15.4K
$778K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
9.78KNew |
$465K - $517K
|
9.78K
$495K
|
|
Oct 10, 2023
Q3 2023
|
Tsfg, LLC
|
BUY
|
- |
7.84KNew |
$372K - $414K
|
7.84K
$396K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.35K+ 31.05% |
$349K - $389K
|
31K
$1.57M
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.3K+ 73.93% |
$346K - $386K
|
17.2K
$868K
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
6.78K+ 32.01% |
$322K - $359K
|
28K
$1.42M
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
6.08KNew |
$289K - $321K
|
6.08K
$307K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
5.9K+ 3732.91% |
$280K - $312K
|
6.06K
$306K
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
5.02KNew |
$238K - $266K
|
5.02K
$254K
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.7KNew |
$223K - $248K
|
4.7K
$238K
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
4.13KNew |
$196K - $219K
|
4.13K
$209K
|
|
Nov 07, 2023
Q3 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
BUY
|
- |
4.07KNew |
$193K - $215K
|
4.07K
$206K
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
3.9K+ 19.23% |
$185K - $206K
|
24.2K
$1.22M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.13K+ 14.91% |
$149K - $165K
|
24.1K
$1.22M
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.99KNew |
$142K - $158K
|
2.99K
$151K
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
2.57K+ 36.42% |
$122K - $136K
|
9.63K
$487K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.37K+ 22.22% |
$112K - $125K
|
13K
$659K
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
2K+ 36.9% |
$95.1K - $106K
|
7.43K
$376K
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
1.9KNew |
$90.2K - $100K
|
1.9K
$96.1K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.61K+ 30.09% |
$76.6K - $85.3K
|
6.97K
$353K
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
908+ 15.38% |
$43.1K - $48K
|
6.81K
$345K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
875New |
$41.6K - $46.3K
|
875
$44.3K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
446New |
$21.2K - $23.6K
|
446
$22.6K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
254+ 3.01% |
$12.1K - $13.4K
|
8.68K
$439K
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
212+ 235.56% |
$10.1K - $11.2K
|
302
$15.3K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
166+ 5.89% |
$7.88K - $8.78K
|
2.99K
$151K
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
61+ 0.44% |
$2.9K - $3.23K
|
13.8K
$700K
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
33New |
$1.57K - $1.75K
|
33
$1.67K
|