Purchases and Sales Made in Q2 2025 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q2 2025. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
133K+ 24.71% |
$2.04M - $2.25M
|
669K
$11.7M
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
82.3K+ 81.39% |
$1.26M - $1.4M
|
183K
$3.22M
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
43.9K+ 130.98% |
$674K - $746K
|
77.4K
$1.36M
|
|
|
Aug 05, 2025
Q2 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
23.2KNew |
$356K - $394K
|
23.2K
$407K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
21.2K+ 105.59% |
$326K - $361K
|
41.3K
$726K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
21.2KNew |
$325K - $360K
|
21.2K
$372K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$180K - $199K
|
11.7K
$205K
|
|
|
Aug 14, 2025
Q2 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
11.5KNew |
$176K - $195K
|
11.5K
$201K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.1KNew |
$171K - $189K
|
11.1K
$196K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10.6KNew |
$163K - $180K
|
10.6K
$186K
|
|
|
Jul 08, 2025
Q2 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
4.91K+ 9.86% |
$75.4K - $83.5K
|
54.7K
$960K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.15K+ 4.88% |
$63.7K - $70.6K
|
89.2K
$1.57M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.39K+ 2.38% |
$52K - $57.6K
|
146K
$2.56M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.92K+ 17.35% |
$44.8K - $49.6K
|
19.7K
$346K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.72K+ 185.43% |
$41.8K - $46.3K
|
4.19K
$73.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.48K+ 15.2% |
$38.1K - $42.2K
|
18.8K
$330K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.83K+ 11.92% |
$28.1K - $31.1K
|
17.2K
$302K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.14K+ 5.06% |
$17.5K - $19.4K
|
23.7K
$416K
|
|
|
Jul 11, 2025
Q2 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
888+ 5.17% |
$13.6K - $15.1K
|
18.1K
$317K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
804+ 628.13% |
$12.3K - $13.7K
|
932
$16.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
722+ 9.25% |
$11.1K - $12.3K
|
8.53K
$150K
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
683New |
$10.5K - $11.6K
|
683
$12K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
482New |
$7.4K - $8.19K
|
482
$8.46K
|
|
|
Jul 22, 2025
Q2 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
BUY
|
- |
400New |
$6.14K - $6.8K
|
400
$7.02K
|
|
|
Jul 11, 2025
Q2 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6+ 0.0% |
$92.1 - $102
|
208K
$3.66M
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
BUY
|
- |
6+ 0.18% |
$92.1 - $102
|
3.42K
$60K
|
|
|
Aug 08, 2025
Q2 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
3+ 1.76% |
$46.1 - $51
|
173
$3.04K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2025
Q2 2025
|
Luminist Capital LLC
Grand Rapids, MI |
SELL
|
- |
-12- 2.82% |
$184 - $204
|
414
$7.27K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-91- 0.88% |
$1.4K - $1.55K
|
10.2K
$180K
|
|
|
Aug 21, 2025
Q2 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-169- 1.0% |
$2.59K - $2.87K
|
16.8K
$295K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-377- 0.87% |
$5.79K - $6.41K
|
42.8K
$752K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.2K- 7.26% |
$18.5K - $20.5K
|
15.4K
$270K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.59K- 8.22% |
$24.4K - $27K
|
17.7K
$311K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.63K- 12.32% |
$24.9K - $27.6K
|
11.6K
$203K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.63K- 12.32% |
$24.9K - $27.6K
|
11.6K
$203K
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-2.79K- 5.4% |
$42.9K - $47.5K
|
48.9K
$859K
|
|
|
Aug 14, 2025
Q2 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-4.04K- 7.67% |
$62.1K - $68.7K
|
48.7K
$854K
|
|
|
Nov 03, 2025
Q2 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
SELL
|
- |
-6.56K- 4.71% |
$101K - $112K
|
133K
$2.33M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.76K- 5.9% |
$119K - $132K
|
124K
$2.17M
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-11.1K- 12.83% |
$171K - $189K
|
75.7K
$1.33M
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-18.4K- 14.3% |
$283K - $313K
|
110K
$1.94M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-22.2K- 7.39% |
$341K - $378K
|
278K
$4.89M
|
|